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EQUITY RESIDENTIAL — Director's Dealing 2019
Oct 28, 2019
30212_dirs_2019-10-28_ff6a8e34-45c9-4156-b025-f5dbea769f9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2019-10-24
Reporting Person: Sorenson Christa L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-24 | Common Shares Of Beneficial Interest | M | 2378 | $45.78 | Acquired | 7749 | Direct |
| 2019-10-24 | Common Shares Of Beneficial Interest | S | 2378 | $87.60 | Disposed | 5371 | Direct |
| 2019-10-25 | Common Shares Of Beneficial Interest | M | 2179 | $45.78 | Acquired | 7550 | Direct |
| 2019-10-25 | Common Shares Of Beneficial Interest | S | 2179 | $87.48 | Disposed | 5371 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-24 | Non-qualified Stock Option (Right to Buy) | $45.78 | M | 2378 | Disposed | 2021-02-07 | Common Shares Of Beneficial Interest (2378) | Direct |
| 2019-10-25 | Non-qualified Stock Option (Right to Buy) | $45.78 | M | 2179 | Disposed | 2021-02-07 | Common Shares Of Beneficial Interest (2179) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 242 | Indirect |
| Common Shares Of Beneficial Interest | 171 | Indirect |
Footnotes
F1: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F2: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 14, 2019.
F3: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
F4: Represents options which vested in approximately three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014.