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EQUITY RESIDENTIAL — Director's Dealing 2018
Feb 13, 2018
30212_dirs_2018-02-13_cd6d4eac-0007-43cd-a048-0a953807830b.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2017-12-31
Reporting Person: NEITHERCUT DAVID J (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-22 | Common Shares Of Beneficial Interest | G | 40000 | — | Disposed | 78502 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-11 | Operating Partnership Units | $0 | G | 7913 | Disposed | Common Shares Of Beneficial Interest (7913) | Indirect | |
| 2017-12-11 | Operating Partnership Units | $0 | G | 7913 | Disposed | Common Shares Of Beneficial Interest (7913) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 3230 | Indirect |
| Common Shares Of Beneficial Interest | 2874 | Indirect |
| Common Shares Of Beneficial Interest | 26600 | Indirect |
Footnotes
F1: Represents shares beneficially owned by Trust I, a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of Trust I, and, as such, may be deemed to be the beneficial owner of these shares.
F2: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 13, 2017.
F3: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.
F4: Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.
F5: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.