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EQUITY RESIDENTIAL Director's Dealing 2018

Feb 13, 2018

30212_dirs_2018-02-13_cd6d4eac-0007-43cd-a048-0a953807830b.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2017-12-31

Reporting Person: NEITHERCUT DAVID J (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-22 Common Shares Of Beneficial Interest G 40000 Disposed 78502 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-11 Operating Partnership Units $0 G 7913 Disposed Common Shares Of Beneficial Interest (7913) Indirect
2017-12-11 Operating Partnership Units $0 G 7913 Disposed Common Shares Of Beneficial Interest (7913) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares Of Beneficial Interest 3230 Indirect
Common Shares Of Beneficial Interest 2874 Indirect
Common Shares Of Beneficial Interest 26600 Indirect

Footnotes

F1: Represents shares beneficially owned by Trust I, a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of Trust I, and, as such, may be deemed to be the beneficial owner of these shares.

F2: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 13, 2017.

F3: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

F4: Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.

F5: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.