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EQUITY RESIDENTIAL — Director's Dealing 2018
Apr 25, 2018
30212_dirs_2018-04-25_1697cbef-b4c6-46a0-a831-6fd80b2bfe36.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2017-12-31
Reporting Person: Brackenridge Alexander (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-20 | Common Shares Of Beneficial Interest | S | 143 | $78.4203 | Disposed | 19971 | Direct |
| 2015-03-18 | Common Shares Of Beneficial Interest | P | 42 | $80.18 | Acquired | 19971 | Direct |
| 2015-03-27 | Common Shares Of Beneficial Interest | S | 151 | $78.41 | Disposed | 19971 | Direct |
| 2015-06-09 | Common Shares Of Beneficial Interest | P | 128 | $70.9711 | Acquired | 19971 | Direct |
| 2015-07-27 | Common Shares Of Beneficial Interest | P | 50 | $75.1364 | Acquired | 19971 | Direct |
| 2015-08-19 | Common Shares Of Beneficial Interest | S | 93 | $76.4262 | Disposed | 19971 | Direct |
| 2016-02-08 | Common Shares Of Beneficial Interest | P | 249 | $71.7861 | Acquired | 19971 | Direct |
| 2016-03-18 | Common Shares Of Beneficial Interest | S | 2179 | $73.88 | Disposed | 19971 | Direct |
| 2016-04-22 | Common Shares Of Beneficial Interest | S | 112 | $71.7811 | Disposed | 19971 | Direct |
| 2016-05-26 | Common Shares Of Beneficial Interest | P | 185 | $68.6939 | Acquired | 19971 | Direct |
| 2016-06-14 | Common Shares Of Beneficial Interest | P | 46 | $64.5224 | Acquired | 19971 | Direct |
| 2016-07-25 | Common Shares Of Beneficial Interest | P | 61 | $70.2435 | Acquired | 19971 | Direct |
| 2016-07-28 | Common Shares Of Beneficial Interest | S | 406 | $66.7876 | Disposed | 19971 | Direct |
| 2016-10-14 | Common Shares Of Beneficial Interest | P | 188 | $61.5039 | Acquired | 19971 | Direct |
| 2017-03-02 | Common Shares Of Beneficial Interest | S | 80 | $63.385 | Disposed | 19971 | Direct |
| 2017-10-12 | Common Shares Of Beneficial Interest | S | 104 | $67.1644 | Disposed | 19971 | Direct |
| 2017-11-24 | Common Shares Of Beneficial Interest | P | 20 | $68.2599 | Acquired | 19971 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 2701 | Indirect |
Footnotes
F1: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.
F2: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.
F3: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.
F4: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 13, 2017.