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EQUITY RESIDENTIAL Director's Dealing 2018

Dec 4, 2018

30212_dirs_2018-12-04_201d509f-0f8f-41f1-82af-89c9fdb70f61.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2018-11-30

Reporting Person: Altshuler Barry (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-30 Common Shares Of Beneficial Interest M 3239 $51.34 Acquired 34361 Direct
2018-11-30 Common Shares Of Beneficial Interest S 3239 $70.75 Disposed 31122 Direct
2018-11-30 Common Shares Of Beneficial Interest M 7216 $46.72 Acquired 38338 Direct
2018-11-30 Common Shares Of Beneficial Interest S 7216 $70.79 Disposed 31122 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-30 Non-qualified Stock Option (Right to Buy) $51.34 M 3239 Disposed 2022-02-03 Common Shares Of Beneficial Interest (3239) Direct
2018-11-30 Non-qualified Stock Option (Right to Buy) $46.72 M 7216 Disposed 2023-02-07 Common Shares Of Beneficial Interest (7216) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares Of Beneficial Interest 1304 Indirect
Common Shares Of Beneficial Interest 62 Indirect

Footnotes

F1: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

F2: The price represents the weighted average price of the shares sold. The shares were sold within a range of $70.75 to $70.76. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: The price represents the weighted average price of the shares sold. The shares were sold within a range of $70.78 to $70.81. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 15, 2018.

F5: Represents share options which vested in approximately three equal installments on February 3, 2013, February 3, 2014 and February 2, 2015.

F6: Represents share options which vested in three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016.