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EQUITY RESIDENTIAL — Director's Dealing 2017
Jun 5, 2017
30212_dirs_2017-06-05_65394157-4c78-4fce-83cd-dd5b0cffe8d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2017-06-02
Reporting Person: GEORGE ALAN W (Executive Vice President & CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-02 | Common Shares Of Beneficial Interest | M | 16000 | $45.78 | Acquired | 102436 | Direct |
| 2017-06-02 | Common Shares Of Beneficial Interest | S | 16000 | $65.87 | Disposed | 86436 | Direct |
| 2017-06-02 | Common Shares Of Beneficial Interest | M | 12157 | $45.78 | Acquired | 98593 | Direct |
| 2017-06-02 | Common Shares Of Beneficial Interest | S | 12157 | $66.01 | Disposed | 86436 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-02 | Non-qualified Stock Option (Right to Buy) | $45.78 | M | 16000 | Disposed | 2021-02-07 | Common Shares Of Beneficial Interest (16000) | Direct |
| 2017-06-02 | Non-qualified Stock Option (Right to Buy) | $45.78 | M | 12157 | Disposed | 2021-02-07 | Common Shares Of Beneficial Interest (12157) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 24 | Indirect |
Footnotes
F1: Direct total includes restricted shares of the Company scheduled to vest in the future.
F2: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through April 18, 2017.
F3: Represents options which vested in three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014