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EQUITY RESIDENTIAL — Director's Dealing 2016
Dec 19, 2016
30212_dirs_2016-12-19_3dd43efb-3f56-43d0-8663-bf45304e0d6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2016-12-16
Reporting Person: GEORGE ALAN W (Executive Vice President & CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-16 | Common Shares Of Beneficial Interest | M | 25000 | $45.78 | Acquired | 111436 | Direct |
| 2016-12-16 | Common Shares Of Beneficial Interest | S | 25000 | $64.00 | Disposed | 86436 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-16 | Non-qualified Stock Option (Right to Buy) | $45.78 | M | 25000 | Disposed | 2021-02-07 | Common Shares Of Beneficial Interest (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 24 | Indirect |
Footnotes
F1: Direct total includes restricted shares of the Company scheduled to vest in the future.
F2: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 15, 2016.
F3: Represents options which vested in three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014