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EQUITY RESIDENTIAL — Director's Dealing 2015
Dec 21, 2015
30212_dirs_2015-12-21_3ebb3561-e3bc-41ab-8e3c-ee336c44766e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2015-12-17
Reporting Person: ALEXANDER JOHN W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-17 | Common Shares Of Beneficial Interest | M | 4599 | $38.57 | Acquired | 77640.3057 | Direct |
| 2015-12-17 | Common Shares Of Beneficial Interest | S | 4599 | $80.261 | Disposed | 73041.3057 | Direct |
| 2015-12-17 | Common Shares Of Beneficial Interest | M | 11098 | $23.07 | Acquired | 84139.3057 | Direct |
| 2015-12-17 | Common Shares Of Beneficial Interest | S | 11098 | $80.247 | Disposed | 73041.3057 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-17 | Non-qualified Stock Option (Right to Buy) | $38.57 | M | 4599 | Disposed | 2018-02-07 | Common Shares Of Beneficial Interest (4599) | Direct |
| 2015-12-17 | Non-qualified Stock Option (Right to Buy) | $23.07 | M | 11098 | Disposed | 2019-02-06 | Common Shares Of Beneficial Interest (11098) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 31514.096 | Indirect |
Footnotes
F1: Direct total includes restricted shares of the Company scheduled to vest in the future.
F2: The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.22 to $80.31. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.22 to $80.28. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
F5: Represents share options scheduled to vest in three equal installments on August 7, 2008, February 7, 2009 and February 7, 2010.
F6: Represents share options scheduled to vest in approximately three equal installments on February 6, 2010, February 6, 2011 and February 6, 2012.