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EQUITY RESIDENTIAL — Director's Dealing 2014
Jun 13, 2014
30212_dirs_2014-06-13_9dcd4437-58fa-46c0-85cb-7e7ee0d94cce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2014-06-12
Reporting Person: SPECTOR GERALD A (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-12 | Common Shares Of Beneficial Interest | A | 979 | — | Acquired | 273121.3667 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-12 | Non-qualified Stock Option (Right to Buy) | $61.25 | A | 5523 | Acquired | 2024-06-12 | Common Shares Of Beneficial Interest (5523) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 3472 | Indirect |
| Common Shares Of Beneficial Interest | 27500 | Indirect |
| Common Shares Of Beneficial Interest | 25015 | Indirect |
| Common Shares Of Beneficial Interest | 57187 | Indirect |
Footnotes
F1: Represents restricted shares granted for prospective service from the 2014 Annual Meeting of Shareholders to the 2015 Annual Meeting of Shareholders which are scheduled to vest on June 12, 2015.
F2: Direct total includes restricted shares of the Company scheduled to vest in the future. 27,500 shares that were previously reported as being directly held were transferred to Concord Lane Trust.
F3: Represents shares beneficially owned by Mr. Spector as custodian for his minor children. Mr. Spector disclaims beneficial ownership of said shares.
F4: Represents shares beneficially owned by the Concord Lane Trust. Mr. Spector disclaims beneficial ownership of said shares except to the extent of his pecuniary interest therein.
F5: Represents shares held by the Spector Family Dynasty Trust (the "SFDT"). Mr. Spector is the sole trustee of the SFDT and, as such, may be deemed the beneficial owner of the shares reported herein.
F6: Represents shares beneficially owned by Mr. Spector's spouse. Mr. Spector disclaims beneficial ownership of said shares except to the extent of his pecuniary interest therein.
F7: Represents options granted for prospective service from the 2014 Annual Meeting of Shareholders to the 2015 Annual Meeting of Shareholders.