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EQUITY RESIDENTIAL — Director's Dealing 2014
Sep 8, 2014
30212_dirs_2014-09-08_6dd04e55-6efc-44c6-8ded-dd3377df9798.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2014-09-05
Reporting Person: Kaufman Ian (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-05 | Common Shares Of Beneficial Interest | M | 1795 | $53.50 | Acquired | 14601.7356 | Direct |
| 2014-09-05 | Common Shares Of Beneficial Interest | S | 1795 | $67.00 | Disposed | 12806.7356 | Direct |
| 2014-09-05 | Common Shares Of Beneficial Interest | M | 1567 | $23.07 | Acquired | 14373.7356 | Direct |
| 2014-09-05 | Common Shares Of Beneficial Interest | S | 1567 | $67.00 | Disposed | 12806.7356 | Direct |
| 2014-09-05 | Common Shares Of Beneficial Interest | M | 2293 | $32.97 | Acquired | 15099.7356 | Direct |
| 2014-09-05 | Common Shares Of Beneficial Interest | S | 2293 | $67.00 | Disposed | 12806.7356 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-05 | Non-qualified Stock Option (Right to Buy) | $53.50 | M | 1795 | Disposed | 2017-02-08 | Common Shares Of Beneficial Interest (1795) | Direct |
| 2014-09-05 | Non-qualified Stock Option (Right to Buy) | $23.07 | M | 1567 | Disposed | 2019-02-06 | Common Shares Of Beneficial Interest (1567) | Direct |
| 2014-09-05 | Non-qualified Stock Option (Right to Buy) | $32.97 | M | 2293 | Disposed | 2020-02-05 | Common Shares Of Beneficial Interest (2293) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 372.3403 | Indirect |
Footnotes
F1: Direct total includes restricted shares of the Company scheduled to vest in the future.
F2: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through July 11, 2014.
F3: Represents share options scheduled to vest in approximately three equal installments on February 8, 2008, February 8, 2009 and February 8, 2010.
F4: Represents share options scheduled to vest in approximately three equal installments on February 6, 2010, February 6, 2011 and February 6, 2012.
F5: Represents share options scheduled to vest in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013.