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EQUITY RESIDENTIAL — Director's Dealing 2014
Sep 9, 2014
30212_dirs_2014-09-09_14143942-de2f-4c4f-89cf-ba62e6ec820d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2014-09-08
Reporting Person: TENNISON MARK N (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-08 | Common Shares Of Beneficial Interest | M | 1500 | $31.76 | Acquired | 12381 | Direct |
| 2014-09-08 | Common Shares Of Beneficial Interest | S | 1500 | $67.62 | Disposed | 10881 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-08 | Non-qualified Stock Option (Right to Buy) | $31.76 | M | 1500 | Disposed | 2015-02-03 | Common Shares Of Beneficial Interest (1500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 251.2528 | Indirect |
| Common Shares Of Beneficial Interest | 12162.157 | Indirect |
Footnotes
F1: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through July 11, 2014.
F2: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
F3: Represents share options scheduled to vest in three equal installments on February 3, 2006, February 3, 2007 and February 3, 2008.