AI assistant
EQUITY RESIDENTIAL — Director's Dealing 2014
Oct 31, 2014
30212_dirs_2014-10-31_41d41589-3318-4a7f-a439-155b9fbd8b73.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2014-10-30
Reporting Person: ATWOOD CHARLES L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-30 | Common Shares Of Beneficial Interest | M | 4445 | $42.80 | Acquired | 21060.088 | Direct |
| 2014-10-30 | Common Shares Of Beneficial Interest | S | 4445 | $67.48 | Disposed | 16615.088 | Direct |
| 2014-10-30 | Common Shares Of Beneficial Interest | M | 2998 | $53.50 | Acquired | 19613.088 | Direct |
| 2014-10-30 | Common Shares Of Beneficial Interest | S | 2998 | $67.48 | Disposed | 16615.088 | Direct |
| 2014-10-30 | Common Shares Of Beneficial Interest | M | 4599 | $38.57 | Acquired | 21214.088 | Direct |
| 2014-10-30 | Common Shares Of Beneficial Interest | S | 4599 | $67.48 | Disposed | 16615.088 | Direct |
| 2014-10-30 | Common Shares Of Beneficial Interest | M | 11098 | $23.07 | Acquired | 27713.088 | Direct |
| 2014-10-30 | Common Shares Of Beneficial Interest | S | 11098 | $67.338 | Disposed | 16615.088 | Direct |
| 2014-10-30 | Common Shares Of Beneficial Interest | M | 6070 | $32.97 | Acquired | 22685.088 | Direct |
| 2014-10-30 | Common Shares Of Beneficial Interest | S | 6070 | $67.48 | Disposed | 16615.088 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-30 | Non-qualified Stock Option (Right to Buy) | $42.80 | M | 4445 | Disposed | 2016-02-03 | Common Shares Of Beneficial Interest (4445) | Direct |
| 2014-10-30 | Non-qualified Stock Option (Right to Buy) | $53.50 | M | 2998 | Disposed | 2017-02-08 | Common Shares Of Beneficial Interest (2998) | Direct |
| 2014-10-30 | Non-qualified Stock Option (Right to Buy) | $38.57 | M | 4599 | Disposed | 2018-02-07 | Common Shares Of Beneficial Interest (4599) | Direct |
| 2014-10-30 | Non-qualified Stock Option (Right to Buy) | $23.07 | M | 11098 | Disposed | 2019-02-06 | Common Shares Of Beneficial Interest (11098) | Direct |
| 2014-10-30 | Non-qualified Stock Option (Right to Buy) | $32.97 | M | 6070 | Disposed | 2020-02-05 | Common Shares Of Beneficial Interest (6070) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 29106.465 | Indirect |
Footnotes
F1: Direct total includes restricted shares of the Company scheduled to vest in the future.
F2: The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.11 to $67.51. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
F4: Represents share options scheduled to vest in approximately three equal installments on August 3, 2006, February 3, 2007 and February 3, 2008.
F5: Represents share options scheduled to vest in approximately three equal installments on August 8, 2007, February 8, 2008 and February 8, 2009.
F6: Represents share options scheduled to vest in three equal installments on August 7, 2008, February 7, 2009 and February 7, 2010.
F7: Represents share options scheduled to vest in approximately three equal installments on February 6, 2010, February 6, 2011 and February 6, 2012.
F8: Represents share options scheduled to vest in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013 (for prospective service from
the June 2010 annual meeting to the June 2011 annual meeting).