AI assistant
EQUITY RESIDENTIAL — Director's Dealing 2012
Dec 31, 2012
30212_dirs_2012-12-31_0c81e508-115e-4ac6-9ad2-3b71e0536aad.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2012-12-31
Reporting Person: ALEXANDER JOHN W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-28 | Common Shares Of Beneficial Interest | G | 10000 | — | Disposed | 59720.64 | Direct |
| 2012-12-31 | Common Shares Of Beneficial Interest | M | 5921 | $23.55 | Acquired | 65641.64 | Direct |
| 2012-12-31 | Common Shares Of Beneficial Interest | M | 5532 | $29.25 | Acquired | 71173.64 | Direct |
| 2012-12-31 | Common Shares Of Beneficial Interest | M | 4743 | $31.76 | Acquired | 75916.64 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Non-qualified Stock Option (Right to Buy) | $23.55 | M | 5921 | Disposed | 2013-02-07 | Common Shares Of Beneficial Interest (5921) | Direct |
| 2012-12-31 | Non-qualified Stock Option (Right to Buy) | $29.25 | M | 5532 | Disposed | 2014-01-27 | Common Shares Of Beneficial Interest (5532) | Direct |
| 2012-12-31 | Non-qualified Stock Option (Right to Buy) | $31.76 | M | 4743 | Disposed | 2015-02-03 | Common Shares Of Beneficial Interest (4743) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 43119.895 | Indirect |
Footnotes
F1: Direct total includes restricted shares of the Company scheduled to vest in the future.
F2: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
F3: Represents share options scheduled to vest in approximately three equal installments on August 7, 2003, February 7, 2004 and February 7, 2005.
F4: Represents share options scheduled to vest in three equal installments on July 27, 2004, January 27, 2005 and January 27, 2006.
F5: Represents share options scheduled to vest in three equal installments on August 3, 2005, February 3, 2006 and February 3, 2007.