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EQUITY RESIDENTIAL — Director's Dealing 2011
May 12, 2011
30212_dirs_2011-05-12_1886401b-98cf-476b-b349-0e9e88bc019f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2011-05-10
Reporting Person: TUOMI FREDERICK C (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-10 | Common Shares Of Beneficial Interest | S | 7196.906 | $60.00 | Disposed | 2270.663 | Indirect |
| 2011-05-10 | Common Shares Of Beneficial Interest | M | 19660 | $38.57 | Acquired | 122967 | Direct |
| 2011-05-10 | Common Shares Of Beneficial Interest | S | 19660 | $60.0017 | Disposed | 103307 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-10 | Non-qualified Stock Option (Right to Buy) | $38.57 | M | 19660 | Disposed | 2018-02-07 | Common Shares Of Beneficial Interest (19660) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 2283.5572 | Indirect |
Footnotes
F1: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
F2: Direct total includes restricted shares of the Company scheduled to vest in the future.
F3: The price represents the weighted average price of the shares sold. The shares were sold within a range of $60.00 to $60.01. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through April 8, 2011.
F5: Represents share options scheduled to vest in approximately three equal installments on February 7, 2009, February 7, 2010 and February 7, 2011.