EQUITY BANCSHARES INC — Director's Dealing 2021

Mar 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EQUITY BANCSHARES INC (EQBK)
CIK: 0001227500
Period of Report: 2021-03-09

Reporting Person: Elliott Brad S (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-09	Class A Common Stock	S	4913	$29.02	Disposed	97228	Direct
2021-03-10	Class A Common Stock	S	8229	$28.48	Disposed	88999	Direct
2021-03-10	Class A Common Stock	A	11166	$0.00	Acquired	100165	Direct
2021-03-11	Class A Common Stock	S	8358	$28.33	Disposed	91807	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	9615	Indirect
Class A Common Stock	172551	Indirect

Footnotes

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.05, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2: Includes 500 shares purchased on February 14, 2021 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.25 to $29.12, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F4: Vesting of performance shares following the Compensation Committee's certification of achievement of certain pre-established performance goals.

F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.25 to $28.56, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F6: The reporting person is the managing member of Equity Holdings, LLC and Elliott Legacy, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.