EQUITY BANCSHARES INC — Director's Dealing 2021

Nov 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EQUITY BANCSHARES INC (EQBK)
CIK: 0001227500
Period of Report: 2021-11-17

Reporting Person: Elliott Brad S (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-17	Common Stock	M	30000.00	$12.00	Acquired	165742.00	Direct
2021-11-17	Common Stock	F	18914.00	$35.72	Disposed	146828.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-17	Stock Option (Right to Buy)	$12.00	M	30000.00	Disposed	2022-01-01	Common Stock (30000.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	172551.00	Indirect
Common Stock	9615.00	Indirect

Footnotes

F1: Exercise of Equity Bancshares Inc. stock options totaling 30,000. The exercise was net settled, resulting in receipt of 11,086 shares by the reporting person following payment of the strike price and applicable taxes.

F2: Includes 500 shares purchased on August 14th, 2021 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

F3: Fair market value at close of business on November 17, 2021, the day the transaction was initiated by the reporting person and approved by the Company.

F4: The reporting person is the managing member of Equity Holdings, LLC and Elliott Legacy, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.