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Equitable Holdings, Inc. — Director's Dealing 2025
Jan 16, 2025
30390_dirs_2025-01-16_568f2e03-b72e-48c6-88f1-cbbb78a32b5a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2025-01-15
Reporting Person: Lane Nick (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-15 | Common Stock | M | 5000 | $23.18 | Acquired | 146629 | Direct |
| 2025-01-15 | Common Stock | S | 19604 | $51.644 | Disposed | 127025 | Direct |
| 2025-01-15 | Common Stock | S | 396 | $52.0175 | Disposed | 126629 | Direct |
| 2025-01-15 | Common Stock | S | 5000 | $51.6437 | Disposed | 121629 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-01-15 | Employee Stock Option (right to buy) | $23.18 | M | 5000 | Disposed | 2030-02-26 | Common Stock (5000) | Direct |
Footnotes
F1: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.
F2: Total includes Restricted Stock Units.
F3: This transaction was executed in multiple trades at prices ranging from $51.0000 to $51.9900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $52.0000 to $52.0300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $51.0800 to $52.0100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.