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Equitable Holdings, Inc. — Director's Dealing 2025
Mar 17, 2025
30390_dirs_2025-03-17_14a068b6-9e3a-482f-9861-7838fbc58ae8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2025-03-14
Reporting Person: Pearson Mark (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-14 | Common Stock | M | 20000 | $23.18 | Acquired | 783205.63 | Direct |
| 2025-03-14 | Common Stock | S | 26292 | $51.1231 | Disposed | 756913.63 | Direct |
| 2025-03-14 | Common Stock | S | 2510 | $51.4139 | Disposed | 754403.63 | Direct |
| 2025-03-14 | Common Stock | S | 1198 | $51.4101 | Disposed | 753205.63 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-03-14 | Employee Stock Option (right to buy) | $23.18 | M | 20000 | Disposed | 2030-02-26 | Common Stock (20000) | Direct |
Footnotes
F1: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.
F2: Includes Restricted Stock Units.
F3: This transaction was executed in multiple trades at prices ranging from $50.3700 to $51.3600. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $51.3700 to $51.4900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $51.3700 to $51.5100. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.