Equitable Holdings, Inc. — Director's Dealing 2024

Jan 3, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2024-01-02

Reporting Person: Pearson Mark (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-01-02	Common Stock	M	40000	$18.74	Acquired	699625.38	Direct
2024-01-02	Common Stock	S	60000	$33.0686	Disposed	639625.38	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-01-02	Employee Stock Option (right to buy)	$18.74	M	40000	Disposed	2029-02-14	Common Stock (40000)	Direct

Footnotes

F1: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F2: Total includes Restricted Stock Units.

F3: This transaction was executed in multiple trades at prices ranging from $32.8200 to $33.2500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.