Equitable Holdings, Inc. — Director's Dealing 2024

Jan 17, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2024-01-16

Reporting Person: Lane Nick ((See Remarks))

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-01-16	Common Stock	M	5000	$23.18	Acquired	164132.41	Direct
2024-01-16	Common Stock	S	5000	$32.2885	Disposed	159132.41	Direct
2024-01-16	Common Stock	S	5000	$32.2874	Disposed	154132.41	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-01-16	Employee Stock Option (right to buy)	$23.18	M	5000	Disposed	2030-02-26	Common Stock (5000)	Direct

Footnotes

F1: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

F2: Includes restricted stock units.

F3: This transaction was executed in multiple trades at prices ranging from $32.1400 to $32.4200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F4: This transaction was executed in multiple trades at prices ranging from $32.1400 to $32.4200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020.