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Equitable Holdings, Inc. — Director's Dealing 2024
Feb 9, 2024
30390_dirs_2024-02-09_d32cf144-4365-4f92-bfa0-7cf9e23c8e8a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2024-02-07
Reporting Person: Lane Nick (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-07 | Common Stock | M | 10000 | $23.18 | Acquired | 164132.41 | Direct |
| 2024-02-07 | Common Stock | S | 10000 | $34.0209 | Disposed | 154132.41 | Direct |
| 2024-02-07 | Common Stock | S | 10000 | $34.0109 | Disposed | 144132.41 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-07 | Employee Stock Option (right to buy) | $23.18 | M | 10000 | Disposed | 2030-02-26 | Common Stock (10000) | Direct |
Footnotes
F1: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.
F2: Includes Restricted Stock Units.
F3: This transaction was executed in multiple trades at prices ranging from $34.0000 to $34.0600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020.