Equitable Holdings, Inc. — Director's Dealing 2024

Aug 30, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2024-08-29

Reporting Person: Pearson Mark (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-08-29	Common Stock	M	20000	$21.34	Acquired	708554.53	Direct
2024-08-29	Common Stock	S	20000	$42.1973	Disposed	688554.53	Direct
2024-08-29	Common Stock	S	10000	$42.2026	Disposed	678554.53	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-08-29	Employee Stock Option (right to buy)	$21.34	M	20000	Disposed	2028-03-01	Common Stock (20000)	Direct

Footnotes

F1: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F2: Includes Restricted Stock Units.

F3: This transaction was executed in multiple trades at prices ranging from $41.9100 to $42.4500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $42.0300 to $42.4600. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019.