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Equitable Holdings, Inc. — Director's Dealing 2024
Dec 20, 2024
30390_dirs_2024-12-19_95700f47-7629-4c24-9164-384892c7514b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2024-12-18
Reporting Person: Lane Nick (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-18 | Common Stock | M | 5000 | $23.18 | Acquired | 166629 | Direct |
| 2024-12-18 | Common Stock | S | 5402 | $44.685 | Disposed | 161227 | Direct |
| 2024-12-18 | Common Stock | S | 5500 | $45.904 | Disposed | 155727 | Direct |
| 2024-12-18 | Common Stock | S | 9098 | $46.4802 | Disposed | 146629 | Direct |
| 2024-12-18 | Common Stock | S | 1411 | $44.676 | Disposed | 145218 | Direct |
| 2024-12-18 | Common Stock | S | 1269 | $45.8995 | Disposed | 143949 | Direct |
| 2024-12-18 | Common Stock | S | 2320 | $46.4903 | Disposed | 141629 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-18 | Employee Stock Option (right to buy) | $23.18 | M | 5000 | Disposed | 2030-02-26 | Common Stock (5000) | Direct |
Footnotes
F1: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.
F2: Total includes Restricted Stock Units.
F3: This transaction was executed in multiple trades at prices ranging from $44.3500 to $45.3400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $45.3500 to $46.3400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $46.3500 to $46.7400. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $44.3300 to $45.2900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $45.3600 to $46.3500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $46.3600 to $46.7600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.