Equitable Holdings, Inc. — Director's Dealing 2023

Jun 14, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2021-03-22

Reporting Person: Lane Nick ((See Remarks))

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-22	Common Stock	M	21326.01	$0.00	Acquired	162683	Direct
2023-06-12	Common Stock	A	523.15	$0.00	Acquired	163206.15	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-22	Performance Restricted Stock Units	$	M	21326.01	Disposed		Common Stock (21326.01)	Direct

Footnotes

F1: This transaction is reported late owing to an administrative error.

F2: Reflects the conversion of previously granted Performance Restricted Stock Units ("PRSUs") into shares of the Issuer's common stock in connection with the vesting of the units based on underlying performance metrics.

F3: Includes Restricted Stock Units ("RSUs").

F4: Dividend equivalents accrued on RSUs previously awarded pursuant to Issuer's 2019 incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F5: Each Performance Restricted Stock Unit represents a contingent right to receive one share of Issuer's common stock.

F6: Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vested upon the attainment of certain performance metrics and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023 and were deemed vested on March 22, 2021.