Equitable Holdings, Inc. — Director's Dealing 2022

Feb 3, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2022-02-01

Reporting Person: HURD JEFFREY J (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-02-01	Common Stock	M	15000	$21.34	Acquired	77889.66	Direct
2022-02-01	Common Stock	S	9120	$33.7842	Disposed	68769.66	Direct
2022-02-01	Common Stock	S	5880	$34.5132	Disposed	62889.66	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-02-01	Employee Stock Option (right to buy)	$21.34	M	15000	Disposed	2028-03-01	Common Stock (15000)	Direct

Footnotes

F1: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.

F2: Includes Restricted Stock Units.

F3: This transaction was executed in multiple trades at prices ranging from $33.3300 to $34.3200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $34.3300 to $34.6300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: The options vested/vest in three installments beginning on March 1, 2021.