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Equitable Holdings, Inc. — Director's Dealing 2022
May 27, 2022
30390_dirs_2022-05-27_8e151ccb-67eb-4b77-85c4-32321fd982b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2022-05-26
Reporting Person: Pearson Mark (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-26 | Common Stock | M | 20000 | $18.74 | Acquired | 512211.83 | Direct |
| 2022-05-26 | Common Stock | S | 30000 | $30.0365 | Disposed | 482211.83 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-26 | Employee Stock Option (right to buy) | $18.74 | M | 20000 | Disposed | 2029-02-14 | Common Stock (20000) | Direct |
Footnotes
F1: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.
F2: Total includes Restricted Stock Units.
F3: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.1200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.