Equitable Holdings, Inc. — Director's Dealing 2022

Nov 16, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2022-11-15

Reporting Person: Pearson Mark (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-11-15	Common Stock	M	20000	$18.74	Acquired	455307.17	Direct
2022-11-15	Common Stock	S	30000	$30.1867	Disposed	425307.17	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-11-15	Employee Stock Option (right to buy)	$18.74	M	20000	Disposed	2029-02-14	Common Stock (20000)	Direct

Footnotes

F1: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.

F2: Total includes Restricted Stock Units.

F3: This transaction was executed in multiple trades at prices ranging from $30.0600 to $30.4800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.