Equitable Holdings, Inc. — Director's Dealing 2020

Feb 14, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2019-12-31

Reporting Person: Eckert William James IV (SVP and CAO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-03	Common Stock	A	58.21	$0.00	Acquired	12259.21	Direct
2019-03-15	Common Stock	A	89.33	$0.00	Acquired	12348.54	Direct
2019-06-11	Common Stock	A	100.85	$0.00	Acquired	12449.39	Direct
2019-08-29	Common Stock	A	105.21	$0.00	Acquired	12554.6	Direct
2019-09-20	Common Stock	F	1032.04	$22.62	Disposed	11522.56	Direct
2019-11-25	Common Stock	A	70.2	$0.00	Acquired	11592.76	Direct

Footnotes

F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2: Total includes RSUs.

F3: Shares withheld to cover taxes upon vesting of previous RSU grants.