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Equillium, Inc. — Director's Dealing 2024
Jan 3, 2024
34270_dirs_2024-01-03_c7c4b782-5437-415a-b3be-1b2f5bc8171d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Equillium, Inc. (EQ)
CIK: 0001746466
Period of Report: 2024-01-02
Reporting Person: Zedelmayer Christine (Sr. Vice President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-09 | Common Stock | A | 15000 | $0.56 | Acquired | 126442 | Direct |
| 2023-12-08 | Common Stock | A | 8804 | $0.58 | Acquired | 135246 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-02 | Employee Stock Option (right to buy) | $0.73 | A | 175000 | Acquired | 2034-01-01 | Common Stock (175000) | Direct |
Footnotes
F1: These shares were acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.
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