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Equillium, Inc. — Director's Dealing 2021
Jan 29, 2021
34270_dirs_2021-01-29_abf7e325-0657-4045-ac4b-77e664bc73ef.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Equillium, Inc. (EQ)
CIK: 0001746466
Period of Report: 2021-01-26
Reporting Person: Rothman Joel (Chief Development Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15249 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| stock option (right to buy) | $2.45 | 2028-09-30 | Common Stock (95182) | Direct | |
| stock option (right to buy) | $2.45 | 2029-02-12 | Common Stock (50000) | Direct | |
| stock option (right to buy) | $2.45 | 2029-12-09 | Common Stock (90000) | Direct | |
| stock option (right to buy) | $5.03 | 2031-01-03 | Common Stock (100000) | Direct |
Footnotes
F1: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.
An option was originally granted to the holder on October 1, 2018, which was canceled on April 22, 2020 and exchanged with a new option, in connection with an option repricing approved by the Board of Directors of the Company.
F2: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.
An option was originally granted to the holder on February 13, 2019, which was canceled on April 22, 2020 and exchanged with a new option, in connection with an option repricing approved by the Board of Directors of the Company.
F3: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.
An option was originally granted to the holder on December 10, 2019, which was canceled on April 22, 2020 and exchanged with a new option, in connection with an option repricing approved by the Board of Directors of the Company.
F4: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.
This option was granted on January 4, 2021.