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eprint Group Limited — Share Issue/Capital Change 2013
Nov 20, 2013
50240_rns_2013-11-19_498568f7-9725-43c7-866b-6ae2bf79af38.pdf
Share Issue/Capital Change
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Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
This Application Form uses the same terms as defined in the prospectus of eprint Group Limited dated 20 November 2013 Staple your (the “Prospectus”) unless otherwise defined herein. 除本申請表格另有界定者外,本申請表格使用eprint集團 有限公司於二零一三年十一月二十日刊發的招股章程(「招股章程」)所界定的詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public here Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the United 請將股款 States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概 緊釘在此 不構成在香港以外司法權區要約出售或游說要約購買公開發售股份。若無根據美國證券法登記或 豁免登記,公開發售股份不得在美國提呈發售或出售。
This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law
I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
本人╱吾等同意本申請表格及招股章程的條款及條 件以及申請程序。請參閱本申請表格「填交本申請 表格的效用」一節。
一 警告:任何人士只限作出 次為其利益而進行的認 。 購申請 請 參閱「填交本申請表格的效用」一節最後 四點。
of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概 不得發送或派發或複製(不論方式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies and Available for Inspection” section in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Hong Kong Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈公 司註冊處處長及備查文件」一節所述其他文件已送呈香港公司註冊處處長登記。香港交易及結算 所有限公司、香港聯合交易所有限公司(「香港聯交所」)、香港中央結算有限公司(「香港結算」)、香 港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。 eprint Group Limited eprint 集團有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 1884 股份代號: 1884 Maximum Offer Price : HK$1.08 per Public Offer Share, plus 1.0% brokerage, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% (payable in full on application and subject to refund on final pricing) 最高發售價:每股公開發售股份 1.08 港元,另加 1.0% 經紀 佣金、0.003% 證監會交易徵費及 0.005% 香港 聯交所交易費(須於申請時繳足及 可按最終定價退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on , 一 。 the application procedures. 招股章程尚有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: eprint Group Limited 致: eprint 集團有限公司 Cinda International Capital Limited 信達國際融資有限公司 Cinda International Securities Limited 信達國際證券有限公司 The Public Offer Underwriters 公開發售包銷商 Applicant’s declaration 申請人聲明 I/We agree to the terms and conditions and application 本人╱吾等同意本申請表格及招股章程的條款及條
Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署): Date 日期 : / / D 日 M 月 月 Y 年 Number of Public Offer Shares applied for (not more than 6,248,000 shares) 申請公開發售股份數申請公開發售股份數 目(不超過6,248,0006,248,000,248,000248,000,000000 股股份)
Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期 : / / D 日 M 月 月 Y 年 Cheque/banker’s cashier order number 支票╱銀行本票號碼 Number of Public Offer Shares applied for (not more than 6,248,000 shares) 申請公開發售股份數申請公開發售股份數 目(不超過6,248,0006,248,000,248,000248,000,000000 股股份) Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) 兌現支 票╱銀行本票的銀行名稱(見「申請手續」一節) Total amount 總額 HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No.(Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登記號碼 * (請刪 除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong Business 所有其他聯名申請人的英文姓名╱名稱(如有) Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護 (1) 照號碼╱香港商業登記號碼 *(請刪除不適用者) (1) (2) (2) (3) (3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of firstnamed applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節,是項認購申 請將視作為 閣下利益提出。請填寫每名(聯名)實益擁 有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用英文 正楷 填寫 姓名 ╱ 名稱 及香港 地址 )
Name in Chinese 中文姓名╱名稱
Occupation in English 職業(以英文填寫)
For Internal use 此 欄供內部使用
Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
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(1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個別人士須填寫其香港身份證號碼或(如非香 港身份證持有人)護照號碼。法人團體須填寫其香港商業登記號碼。每名聯名申請人均須提 供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登記號碼將轉交第三方以核實 申請表格的有效性。
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(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如 需退回申請股款,退款支票上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港 身份證號碼╱護照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證 號碼╱護照號碼。
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(3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。
PLEASE USE THIS FORM IF YOU WANT THE PUBLIC OFFER SHARES TO BE ISSUED IN YOUR NAME
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 4,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
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Number of Amount payable Number of Amount payable Number of Amount payable
Public Offer on application Public Offer on application Public Offer on application
Shares applied for HK$ Shares applied for HK$ Shares applied for HK$
4,000 4,363.55 120,000 130,906.37 1,500,000 1,636,329.60
8,000 8,727.09 140,000 152,724.10 2,000,000 2,181,772.80
12,000 13,090.64 160,000 174,541.82 2,500,000 2,727,216.00
16,000 17,454.18 180,000 196,359.55 3,000,000 3,272,659.20
20,000 21,817.73 200,000 218,177.28 3,500,000 3,818,102.40
24,000 26,181.28 300,000 327,265.92 4,000,000 4,363,545.60
28,000 30,544.82 400,000 436,354.56 4,500,000 4,908,988.80
32,000 34,908.37 500,000 545,443.20 5,000,000 5,454,432.00
36,000 39,271.91 600,000 654,531.84 5,500,000 5,999,875.20
40,000 43,635.46 700,000 763,620.48 6,000,000 6,545,318.40
60,000 65,453.18 800,000 872,709.12 6,248,000 6,815,858.23
80,000 87,270.91 900,000 981,797.76
Maximum number of Public Offer Shares
100,000 109,088.64 1,000,000 1,090,886.40
you may apply for.
2. Complete the form in English and sign it. Only written signatures will be accepted (and not by way of
personal chop).
3. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must
be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will
be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
The cheque must: Banker’s cashier order must:
• be in Hong Kong dollars;
• not be post-dated;
• be made payable to “Bank of China (Hong Kong) Nominees Limited – eprint Public Offer”;
• be crossed “Account Payee Only”;
• be drawn on your Hong Kong dollar bank account • be issued by a licensed bank in Hong Kong, and
in Hong Kong; and have your name certified on the back by a person
authorised by the bank. The name on the banker’s
• show your account name, which must either be
cashier order must correspond with your name. If
pre-printed on the cheque, or be endorsed on the
it is a joint application, the name on the back of
back by a person authorised by the bank. This
the banker’s cashier order must be the same as the
account name must correspond with your name. If
first-named applicant’s name.
it is a joint application, the account name must be
the same as the first-named applicant’s name.
樣版
Sample
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Complete the form in English and sign it. Only written signatures will be accepted (and not by way of personal chop).
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Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
PLEASE USE THIS FORM IF YOU WANT THE PUBLIC OFFER SHARES TO BE ISSUED IN YOUR NAME
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Bank of China (Hong Kong) Limited:
| District Branch Name Address |
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|---|---|---|---|
| Hong Kong Island Bank of China Tower Branch 3/F, 1 Garden Road |
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| 5. 6. |
Sample樣版 Connaught Road Central Branch 13-14 Connaught Road Central Johnston Road Branch 152-158 Johnston Road, Wan Chai King’s Road Branch 131-133 King’s Road, North Point Kowloon Wong Tai Sin Branch Shop G13, Wong Tai Sin Plaza, Wong Tai Sin Shanghai Street (Mong Kok) Branch 611-617 Shanghai Street, Mong Kok Tsim Sha Tsui East Branch Shop G02-03, Inter-Continental Plaza, 94 Granville Road, Tsim Sha Tsui Mei Foo Mount Sterling Mall Branch Shop N47-49 Mount Sterling Mall, Mei Foo Sun Chuen Hoi Yuen Road Branch 55 Hoi Yuen Road, Kwun Tong New Territories Castle Peak Road (Yuen Long) Branch 162 Castle Peak Road, Yuen Long Sheung Shui Branch Securities Services Centre 136 San Fung Avenue, Sheung Shui Tseung Kwan O Plaza Branch Shop 112-125, Level 1, Tseung Kwan O Plaza, Tseung Kwan O Your Application Form can be lodged at these times: • Wednesday, 20 November 2013 – 9:00 a.m. to 5:00 p.m. • Thursday, 21 November 2013 – 9:00 a.m. to 5:00 p.m. • Friday, 22 November 2013 – 9:00 a.m. to 5:00 p.m. • Saturday, 23 November 2013 – 9:00 a.m. to 1:00 p.m. • Monday, 25 November 2013 – 9:00 a.m. to 12:00 noon The latest time for lodging your application is 12:00 noon on Monday, 25 November 2013. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “Effect of Bad Weather Conditions on the Opening of the Application Lists” in the “How to Apply for the Public Offer Shares” section of the Prospectus. |
- The latest time for lodging your application is 12:00 noon on Monday, 25 November 2013. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “Effect of Bad Weather Conditions on the Opening of the Application Lists” in the “How to Apply for the Public Offer Shares” section of the Prospectus.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 4,000 股公開發售股份,並 為下表所列的其中一個數目,否則恕不受理。
可申請認購的公開發售股份數目及應繳款項
| 可申請認購的公開發售股份數目及應繳款項 | 可申請認購的公開發售股份數目及應繳款項 | 可申請認購的公開發售股份數目及應繳款項 | 可申請認購的公開發售股份數目及應繳款項 | 可申請認購的公開發售股份數目及應繳款項 |
|---|---|---|---|---|
| 申請認購的 公開發售 股份數目 |
申請時 應繳款項 港元 |
申請認購的 公開發售 股份數目 |
申請時 應繳款項 港元 |
申請認購的 公開發售 股份數目 申請時 應繳款項 港元 |
| 4,000 8,000 12,000 16,000 20,000 24,000 28,000 32,000 36,000 40,000 60,000 80,000 100,000 |
4,363.55 8,727.09 13,090.64 17,454.18 21,817.73 26,181.28 30,544.82 34,908.37 39,271.91 43,635.46 65,453.18 87,270.91 109,088.64 |
120,000 140,000 160,000 180,000 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 |
130,906.37 152,724.10 174,541.82 196,359.55 218,177.28 327,265.92 436,354.56 545,443.20 654,531.84 763,620.48 872,709.12 981,797.76 1,090,886.40 |
版 1,500,000 2,000,000 2,500,000 3,000,000 3,500,000 4,000,000 4,500,000 5,000,000 5,500,000 6,000,000 6,248,000 1,636,329.60 2,181,772.80 2,727,216.00 3,272,659.20 3,818,102.40 4,363,545.60 4,908,988.80 5,454,432.00 5,999,875.20 6,545,318.40 6,815,858.23 閣下可申請的公開發售股份最高 數目。 |
| le 2. 以英文填妥及簽署申請表格。只接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一 張獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲 接納: |
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支票必須: |
銀行本票必須: |
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| mp •為港元; •不得為期票; •註明抬頭人為「中國銀行(香港)代理人有限公司-eprint公開發售」; •劃線註明「只准入抬頭人賬戶」; |
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| Sa •從 閣下在香港的港元銀行賬戶中開出;及 •顯示 閣下的賬戶名稱,而該賬戶名稱必須 已預印在支票上,或由有關銀行授權的人 士在支票背書。賬戶名稱必須與 閣下姓 名╱名稱相同。如屬聯名申請,賬戶名稱必 須與排名首位申請人的姓名╱名稱相同。 |
•須由香港持牌銀行開出,並由有關銀行授 權的人士在銀行本票背面簽署核證 閣下 姓名╱名稱。銀行本票所示姓名╱名稱須 與 閣下姓名╱名稱相同。如屬聯名申請, 銀行本票背面所示姓名╱名稱必須與排名 首位申請人的姓名╱名稱相同。 |
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列中國銀 行(香港)有限公司任何一家分行特設的收集箱:
| 地區 分行名稱 地址 |
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|---|---|---|---|
| 5. 6. |
Sample樣版 港島 中銀大廈分行 花園道1號3樓 干諾道中分行 干諾道中13-14號 莊士敦道分行 灣仔莊士敦道152-158號 英皇道分行 北角英皇道131-133號 九龍 黃大仙分行 黃大仙黃大仙中心地下G13號 旺角上海街分行 旺角上海街611-617號 尖沙咀東分行 尖沙咀加連威老道94號明輝中心G02-03 美孚萬事達廣場分行 美孚新邨萬事達廣場N47-49 開源道分行 觀塘開源道55號 新界 元朗青山道分行 元朗青山公路162號 上水分行證券服務中心 上水新豐路136號 將軍澳廣場分行 將軍澳將軍澳廣場L1層112-125號 閣下可於下列時間遞交申請表格: • 二零一三年十一月二十日(星期三)–上午九時正至下午五時正 • 二零一三年十一月二十一日(星期四)–上午九時正至下午五時正 • 二零一三年十一月二十二日(星期五)–上午九時正至下午五時正 • 二零一三年十一月二十三日(星期六)–上午九時正至下午一時正 • 二零一三年十一月二十五日(星期一)–上午九時正至中午十二時正 截止遞交申請的時間為二零一三年十一月二十五日(星期一)中午十二時正。本公司將於當 日上午十一時四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素 為當日的天氣情況(詳見招股章程「如何申請公開發售股份」一節「惡劣天氣對辦理申請登記 的影響」)。 |
PLEASE USE THIS FORM IF YOU WANT THE PUBLIC OFFER SHARES TO BE ISSUED IN YOUR NAME
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eprint Group Limited
(Incorporated in the Cayman Islands with limited liability)
SHARE OFFER
CONDITIONS OF YOUR APPLICATION
- confirm that you have received and read the Prospectus
contained in the Prospectus in making your application and 1. You and any person(s) for whose benefit you are applying will not rely on any other information or representations must be 18 years of age or older and must have a Hong Kong except those in any supplement to the Prospectus; • confirm that you are aware of the restrictions on the Share 2. If you are a firm, the application must be in the individual Offer in the Prospectus; members’ names. • agree that none of the Company, the Sole Sponsor, the Sole 3. The number of joint applicants may not exceed 4. Lead Manager, the Underwriters, their respective directors, 4. If you are a body corporate, the application must be signed by officers, employees, partners, agents, advisers and any other a duly authorised officer, who must state his representative parties involved in the Share Offer is or will be liable for any capacity, and stamped with your corporation’s chop. information and representations not in the Prospectus (and 5. You must be outside the United States, not be a United States any supplement to it); Person (as defined in Regulation S under the U.S. Securities • undertake and confirm that you or the person(s) for whose Act) and not be a legal or natural person of the PRC. benefit you have made the application have not applied for or 6. Unless permitted by the Listing Rules, you cannot apply for taken up, or indicated an interest for, and will not apply for any Public Offer Shares if you are: or take up, or indicate an interest for, any Offer Shares under • an existing beneficial owner of shares in the Company the Placing nor participated in the Placing; and/or any of its subsidiaries; • agree to disclose to the Company, our Hong Kong Share • a Director or chief executive officer of the Company and/ Registrar, receiving bank, the Sole Sponsor, the Sole Lead or any of its subsidiaries; Manager, the Underwriters and/or their respective advisers • a connected person of the Company or will become a and agents any personal data which they may require about connected person of the Company immediately upon you and the person(s) for whose benefit you have made the completion of the Share Offer; application; • an associate of any of the above; or • if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with • have been allocated or have applied for or indicated an all such laws and none of the Company, the Sole Sponsor, interest in any Offer Shares under the Placing. the Sole Lead Manager and the Underwriters nor any of their respective officers or advisers will breach any law You, as a nominee, may make more than one application for outside Hong Kong as a result of the acceptance of your the Public Offer Shares by: (i) giving electronic instructions offer to purchase, or any action arising from your rights and to HKSCC via Central Clearing and Settlement System obligations under the terms and conditions contained in the (“CCASS”) (if you are a CCASS Participant); or (ii) using Prospectus and this Application Form; a WHITE or YELLOW Application Form, and lodge more • agree that once your application has been accepted, you may than one application in your own name on behalf of different not rescind it because of an innocent misrepresentation; • agree that your application will be governed by the laws of Hong Kong; C. Effect of completing and submitting this Application • represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be By completing and submitting this Application Form, you (and registered under the U.S. Securities Act; and (ii) you and if you are joint applicants, each of you jointly and severally) for any person for whose benefit you are applying for the Public yourself or as an agent or a nominee on behalf of each person for Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of • undertake to execute all relevant documents and instruct Rule 902 of Regulation S; and authorise the Company and/or the Sole Lead Manager • warrant that the information you have provided is true and (or their agents or nominees), as agents of the Company, accurate;
A. Who can apply
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You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.
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If you are a firm, the application must be in the individual members’ names.
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The number of joint applicants may not exceed 4.
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If you are a body corporate, the application must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop.
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You must be outside the United States, not be a United States Person (as defined in Regulation S under the U.S. Securities Act) and not be a legal or natural person of the PRC.
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Unless permitted by the Listing Rules, you cannot apply for any Public Offer Shares if you are:
B. If you are a nominee
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You, as a nominee, may make more than one application for the Public Offer Shares by: (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.
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agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;
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agree that your application will be governed by the laws of Hong Kong;
C. Effect of completing and submitting this Application Form
- represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Public Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;
By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:
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undertake to execute all relevant documents and instruct and authorise the Company and/or the Sole Lead Manager (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in your name as required by the Articles of Association;
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warrant that the information you have provided is true and accurate;
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agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;
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authorise the Company to place your name(s) on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to send any share certificate(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address
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agree to comply with the Hong Kong Companies Ordinance and the Articles of Association;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
and have only relied on the information and representations A. Who can apply contained in the Prospectus in making your application and 1. You and any person(s) for whose benefit you are applying will not rely on any other information or representations must be 18 years of age or older and must have a Hong Kong except those in any supplement to the Prospectus; address. • confirm that you are aware of the restrictions on the Share 2. If you are a firm, the application must be in the individual Offer in the Prospectus; members’ names. • agree that none of the Company, the Sole Sponsor, the Sole 3. The number of joint applicants may not exceed 4. Lead Manager, the Underwriters, their respective directors, 4. If you are a body corporate, the application must be signed by officers, employees, partners, agents, advisers and any other a duly authorised officer, who must state his representative parties involved in the Share Offer is or will be liable for any capacity, and stamped with your corporation’s chop. information and representations not in the Prospectus (and 5. You must be outside the United States, not be a United States any supplement to it); Person (as defined in Regulation S under the U.S. Securities • undertake and confirm that you or the person(s) for whose Act) and not be a legal or natural person of the PRC. benefit you have made the application have not applied for or 6. Unless permitted by the Listing Rules, you cannot apply for taken up, or indicated an interest for, and will not apply for any Public Offer Shares if you are: or take up, or indicate an interest for, any Offer Shares under • an existing beneficial owner of shares in the Company the Placing nor participated in the Placing; and/or any of its subsidiaries; • agree to disclose to the Company, our Hong Kong Share • a Director or chief executive officer of the Company and/ Registrar, receiving bank, the Sole Sponsor, the Sole Lead or any of its subsidiaries; Manager, the Underwriters and/or their respective advisers • a connected person of the Company or will become a and agents any personal data which they may require about connected person of the Company immediately upon you and the person(s) for whose benefit you have made the completion of the Share Offer; application; • an associate of any of the above; or • if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with • have been allocated or have applied for or indicated an all such laws and none of the Company, the Sole Sponsor, interest in any Offer Shares under the Placing. the Sole Lead Manager and the Underwriters nor any of B. If you are a nominee their respective officers or advisers will breach any law You, as a nominee, may make more than one application for outside Hong Kong as a result of the acceptance of your the Public Offer Shares by: (i) giving electronic instructions offer to purchase, or any action arising from your rights and to HKSCC via Central Clearing and Settlement System obligations under the terms and conditions contained in the (“CCASS”) (if you are a CCASS Participant); or (ii) using Prospectus and this Application Form;
PLEASE USE THIS FORM IF YOU WANT THE PUBLIC OFFER SHARES TO BE ISSUED IN YOUR NAME
at 26th Floor, Tesbury Centre, 28 Queen’s Road East, Wanchai, Hong Kong on Monday, 2 December 2013 or such other date as notified by us in the newspapers.
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stated on the application, unless you have chosen to collect the share certificate(s) and/or refund cheque(s) in person;
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declare and represent that this is the only application made and the only application intended by me/us to be made to benefit me/us or the person for whose benefit I am/we are applying;
you may be prosecuted for making a false declaration; of identity acceptable to Tricor Investor Services Limited. • (if the application is made for your own benefit) warrant that If you do not collect your Share certificate(s) personally within no other application has been or will be made for your benefit the time period specified for collection, they will be despatched on a WHITE or YELLOW Application Form or by giving promptly to the address as specified on this Application Form by electronic application instructions to HKSCC or to the HK ordinary post at your own risk. eIPO White Form Service Provider by you or by any one as If you apply for less than 1,000,000 Public Offer Shares, your your agent or by any other person; and refund cheque(s) and/or share certificate(s) will be sent to • (if you are making the application as an agent for the benefit the address on the relevant Application Form on Monday, 2 of another person) warrant that (i) no other application has December 2013, by ordinary post and at your own risk. been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent Refund of your money for that person on a WHITE or YELLOW Application Form If you do not receive any Public Offer Shares or if your or by giving electronic application instructions to HKSCC application is accepted only in part, the Company will refund and (ii) you have due authority to sign the Application Form to you your application monies (including the related 1% or give electronic application instructions on behalf of that brokerage, 0.003% SFC transaction levy and 0.005% Hong other person as their agent. Kong Stock Exchange trading fee) without interest. If the offer price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the If your application is made through an authorised attorney, the related 1% brokerage, 0.003% SFC transaction levy and 0.005% Company and the Sole Lead Manager may accept or reject your Hong Kong Stock Exchange trading fee) without interest. application at their discretion, and on any conditions they think The refund procedures are stated in the “Despatch/Collection of fit, including evidence of the attorney’s authority. share certificates and refund monies” in the “How to Apply for the Public Offer Shares” section of the Prospectus. Determination of Offer Price and Allocation of Public Offer Application by HKSCC Nominees Limited (“HKSCC The Offer Price is expected to be fixed on or around Tuesday, Nominees”) 26 November 2013. Applicants are required to pay the maximum Where this Application Form is signed by HKSCC Nominees Offer Price of HK$1.08 for each Public Offer Share together on behalf of persons who have given electronic application with 1% brokerage, 0.003% SFC transaction levy and 0.005% instructions to apply for the Public Offer Shares, the provisions Hong Kong Stock Exchange trading fee. If the Offer Price is not of this Application Form which are inconsistent with those agreed between the Company, and the Sole Lead Manager (on set out in the Prospectus shall not apply and provisions in the behalf of the Underwriters) on or before Sunday, 1 December Prospectus shall prevail. 2013, the Share Offer will not proceed. Without limiting the generality of this paragraph, the following Applications for Public Offer Shares will not be processed and sections of this Application Form are inapplicable where this no allotment of any Public Offer Shares will be made until the form is signed by HKSCC Nominees: • “Applicants’ declaration” on the first page; The Company expects to announce the fixed offer price, the • “Warning” on the first page; indication of the level of interest in the Placing, the level of • “If you are a nominee”; applications under the Public Offer and the basis of allocation • All representations and warranties under the “Effect of of the Public Offer on Monday, 2 December 2013 in the South completing and submitting this Application Form” section, China Morning Post (in English), Hong Kong Economic except the first one regarding registration of Public Offer Times (in Chinese), the website of the Hong Kong Stock Shares in the applicant’s name and the signing of documents Exchange at www.hkexnews.hk and the Company’s website at to enable the applicant to be registered as the holder of the www.eprintgroup.com.hk. Results of allocations in the Public Public Offer Shares;
Determination of Offer Price and Allocation of Public Offer Shares
Shares Application by HKSCC Nominees Limited (“HKSCC The Offer Price is expected to be fixed on or around Tuesday, Nominees”) 26 November 2013. Applicants are required to pay the maximum Where this Application Form is signed by HKSCC Nominees Offer Price of HK$1.08 for each Public Offer Share together on behalf of persons who have given electronic application with 1% brokerage, 0.003% SFC transaction levy and 0.005% instructions to apply for the Public Offer Shares, the provisions Hong Kong Stock Exchange trading fee. If the Offer Price is not of this Application Form which are inconsistent with those agreed between the Company, and the Sole Lead Manager (on set out in the Prospectus shall not apply and provisions in the behalf of the Underwriters) on or before Sunday, 1 December Prospectus shall prevail. 2013, the Share Offer will not proceed. Without limiting the generality of this paragraph, the following Applications for Public Offer Shares will not be processed and sections of this Application Form are inapplicable where this no allotment of any Public Offer Shares will be made until the form is signed by HKSCC Nominees: application lists close. • “Applicants’ declaration” on the first page; The Company expects to announce the fixed offer price, the • “Warning” on the first page; indication of the level of interest in the Placing, the level of • “If you are a nominee”; applications under the Public Offer and the basis of allocation • All representations and warranties under the “Effect of of the Public Offer on Monday, 2 December 2013 in the South completing and submitting this Application Form” section, China Morning Post (in English), Hong Kong Economic except the first one regarding registration of Public Offer Times (in Chinese), the website of the Hong Kong Stock Shares in the applicant’s name and the signing of documents Exchange at www.hkexnews.hk and the Company’s website at to enable the applicant to be registered as the holder of the www.eprintgroup.com.hk. Results of allocations in the Public Public Offer Shares; Offer, and the Hong Kong Identity Card/passport/Hong Kong • “If your application for Public Offer Shares is successful (in business registration numbers of successful applicants (where whole or in part)”; and applicable) will be available on the above websites. • “Refund of your money”.
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All representations and warranties under the “Effect of completing and submitting this Application Form” section, except the first one regarding registration of Public Offer Shares in the applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Public Offer Shares;
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“Refund of your money”.
The following sections in the “How to Apply for the Public Offer Shares” section of the Prospectus are inapplicable where this form is signed by HKSCC Nominees
If your application for Public Offer Shares is successful (in whole or in part)
- “How many applications can you make”; and
If you apply for 1,000,000 or more Public Offer Shares, you may collect it/them in person from: Tricor Investor Services Limited
- “Circumstances in which you will not be allotted Public Offer Shares”.
and the only application intended by me/us to be made to If you are an individual who is eligible for personal collection, benefit me/us or the person for whose benefit I am/we are you must not authorise any other person to collect for you. If applying; you are a corporate applicant which is eligible for personal • understand that the Company, the Sole Sponsor, and the collection, your authorised representative must bear a Sole Lead Manager will rely on your declarations and letter of authorisation from your corporation stamped with representations in deciding whether or not to make any your corporation’s chop. Both individuals and authorised allotment of any of the Public Offer Shares to you and that representatives must produce, at the time of collection, evidence you may be prosecuted for making a false declaration; of identity acceptable to Tricor Investor Services Limited. • (if the application is made for your own benefit) warrant that If you do not collect your Share certificate(s) personally within no other application has been or will be made for your benefit the time period specified for collection, they will be despatched on a WHITE or YELLOW Application Form or by giving promptly to the address as specified on this Application Form by electronic application instructions to HKSCC or to the HK ordinary post at your own risk. eIPO White Form Service Provider by you or by any one as If you apply for less than 1,000,000 Public Offer Shares, your your agent or by any other person; and refund cheque(s) and/or share certificate(s) will be sent to • (if you are making the application as an agent for the benefit the address on the relevant Application Form on Monday, 2 of another person) warrant that (i) no other application has December 2013, by ordinary post and at your own risk. been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent Refund of your money for that person on a WHITE or YELLOW Application Form If you do not receive any Public Offer Shares or if your or by giving electronic application instructions to HKSCC application is accepted only in part, the Company will refund and (ii) you have due authority to sign the Application Form to you your application monies (including the related 1% or give electronic application instructions on behalf of that brokerage, 0.003% SFC transaction levy and 0.005% Hong other person as their agent. Kong Stock Exchange trading fee) without interest. If the offer price is less than the maximum Offer Price, the Company will D. Power of attorney refund to you the surplus application monies (including the If your application is made through an authorised attorney, the related 1% brokerage, 0.003% SFC transaction levy and 0.005% Company and the Sole Lead Manager may accept or reject your Hong Kong Stock Exchange trading fee) without interest. application at their discretion, and on any conditions they think The refund procedures are stated in the “Despatch/Collection of fit, including evidence of the attorney’s authority. share certificates and refund monies” in the “How to Apply for the Public Offer Shares” section of the Prospectus.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
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eprint 集團有限公司
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(於開曼群島註冊成立的有限公司) 股份發售
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申請條件 • 確認 閣下已接獲及細閱招股章程,提出 申請時也僅依據招股章程載列的資料及陳
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甲 . 可提出申請的人士 述,而除招股章程任何補充文件外,不會依 1. 閣下及 閣下為其利益提出申請的人士必 賴任何其他資料或陳述; 須年滿 18 歲或以上並有香港地址。 • 確認 閣下知悉招股章程內有關股份發售
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- 如 閣下為商號,申請須以個別成員名義提 的限制;
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出。 • 同意本公司、獨家保薦人、獨家牽頭經辦
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- 聯名申請人不得超過四名。 人、包銷商、彼等各自的董事、高級職員、
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- 如 閣下為法人團體,申請須經獲正式授權 僱員、合夥人、代理、顧問及參與股份發售
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人員簽署,並註明其所屬代表身份及蓋上 的任何其他人士現時及日後均毋須對並非
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公司印鑑。
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- 閣下必須身處美國境外,並非美國籍人士 載於招股章程(及其任何補充文件)的任何 (定義見美國證券法 S 規例),亦非中國法人 資料及陳述負責; 或自然人。 • 承諾及確認 閣下或 閣下為其利益提出申
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- 除上市規則批准外,下列人士概不得申請 請的人士並無申請或接納或表示有意認購 認購任何公開發售股份: (亦不會申請或接納或表示有意認購)配售 • 本公司及╱或其任何附屬公司股份的現 的任何發售股份,也沒有參與配售;
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有實益擁有人; • 同意在本公司、香港股份過戶登記處、收款
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• 本公司及╱或其任何附屬公司的董事或 銀行、獨家保薦人、獨家牽頭經辦人、包銷
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行政總裁; 商及╱或彼等各自的顧問及代理提出要求
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• 本公司關連人士或緊隨股份發售完成後 時,向彼等披露其所要求提供有關 閣下
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成為本公司關連人士的人士;
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• 上述任何人士的聯繫人;或 及 閣下為其利益提出申請的人士的個人 • 已獲分配或已申請或表示有意申請配售 資料; 的任何發售股份。 • 若如香港境外任何地方的法例適用於 閣 下的申請,則同意及保證 閣下已遵守所有
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乙 . 如 閣下為代名人 有關法例,且本公司、獨家保薦人、獨家牽 閣下作為代名人可提交超過一份公開發售股 頭經辦人及包銷商和彼等各自的高級職員 份申請,方法是:(i)(i) 透過中央結算及交收系統 或顧問概不會因接納 閣下的購買要約,
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(「中央結算系統」)向香港結算發出電子認購指 或 閣下在招股章程及本申請表格所載的 示(如 閣下為中央結算系統參與者);或 (ii) 使 條款及條件項下的權利及責任所引致的任 用 白色 或 黃色 申請表格,以自身名義代表不同 何行動,而違反香港境外的任何法例;
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的實益擁有人提交超過一份申請。 • 同意 閣下的申請一經接納,即不得因無意 的失實陳述而撤銷;
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丙 . 填交本申請表格的效用 • 同意 閣下的申請受香港法例規管;
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閣下填妥並遞交本申請表格,即表示 閣下(如 • 聲明、保證及承諾:(i) 閣下明白公開發
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屬聯名申請人,即各人共同及個別)代表 閣下 售股份不曾亦不會根據美國證券法登記;
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本身,或作為 閣下代其行事的每位人士的代 理或代名人: 及 (ii) 閣下及 閣下為其利益申請公開發 • 承諾促使所有相關文件生效,並指示及授權 售股份的人士均身處美國境外(定義見 S 規 本公司及╱或作為本公司代理的獨家牽頭 例),或屬 S 規例第 902 條第 (h)(3) 段所述的人 經辦人(或彼等的代理或代名人),代表 閣 士; 下促使任何文件生效,並為按照組織章程 • 保證 閣下提供的資料真實及準確; 細則的規定將 閣下獲分配的任何公開發 • 同意接納所申請數目或根據申請分配予 閣 售股份以 閣下名義登記; 下但數目較少的公開發售股份;
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乙 . 如 閣下為代名人 閣下作為代名人可提交超過一份公開發售股 份申請,方法是:(i)(i) 透過中央結算及交收系統
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(「中央結算系統」)向香港結算發出電子認購指 示(如 閣下為中央結算系統參與者);或 (ii) 使 用 白色 或 黃色 申請表格,以自身名義代表不同 的實益擁有人提交超過一份申請。 •
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丙 . 填交本申請表格的效用 閣下填妥並遞交本申請表格,即表示 閣下(如 • 屬聯名申請人,即各人共同及個別)代表 閣下 • 本身,或作為 閣下代其行事的每位人士的代 理或代名人:
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同意遵守香港公司條例及組織章程細則;
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授權本公司將 閣下的姓名╱名稱列入本公 司股東名冊,作為 閣下獲分配的任何公開 發售股份的持有人,並授權本公司及╱或其 代理以普通郵遞方式按申請所示地址向 閣
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確認 閣下已細閱招股章程及本申請表格 所載的條款及條件以及申請程序,並同意 受其約束;
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
或本公司在報章上公布的其他日期,親身前往 卓佳證券登記有限公司(地址為香港灣仔皇后 大道東 28 號金鐘匯中心 26 樓)領取股票。 如 閣下為個人申請人並合資格親身領取, 閣 下不得授權任何其他人士代領。如 閣下為公 司申請人並合資格派人領取, 閣下的授權代 表須攜同蓋上公司印鑑的授權書領取。個人申 請人及授權代表領取股票時均須出示卓佳證券
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下或聯名申請的首名申請人發送任何股票 及╱或退款支票,郵誤風險由 閣下承擔, 除非 閣下已選擇親身領取股票及╱或退款 支票;
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聲明及表示此乃本人╱吾等為本身或本 人╱吾等為其利益提出申請的人士提出及 擬提出的唯一申請;
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明白本公司、獨家保薦人及獨家牽頭經辦 請人及授權代表領取股票時均須出示卓佳證券 人將依據 閣下的聲明及陳述而決定是否 登記有限公司接納的身份證明文件。 向 閣下分配任何公開發售股份, 閣下如 如 閣下並無在指定領取時間內親身領取股 作出虛假聲明,可能會被檢控; 票,有關股票將會立刻寄往本申請表格所示地
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• (如本申請為 閣下本身的利益提出)保 址,郵誤風險由 閣下承擔。 證 閣下或作為 閣下代理的任何人士或任 如 閣下申請認購 1,000,000 股以下公開發 何其他人士不曾亦不會為 閣下的利益以 售股份, 閣下的退款支票及╱或股票將於 白色 或 黃色 申請表格或向香港結算或網上 二零一三年十二月二日(星期一)以普通郵遞 白表服務供應商發出電子認購指示而提出 方式寄往相關申請表格所示地址,郵誤風險 其他申請;及 由 閣下承擔。
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• (如 閣下作為代理為另一人士的利益提出 申請)保證 (i) 閣下(作為代理或為該人士利 退回款項 益)或該人士或任何其他作為該人士代理的 若 閣下未獲分配任何公開發售股份或申請僅
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人士不曾亦不會以 白色 或 黃色 申請表格或 部分獲接納,本公司將不計利息退回 閣下的
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向香港結算發出電子認購指示而提出其他 申請股款(包括相關的1%經紀佣金、0.003%證監 申請;及 (ii) 閣下獲正式授權作為該人士 會交易徵費及 0.005% 香港聯交所交易費)。如發 的代理代為簽署申請表格或發出電子認購 售價低於最高發售價,本公司將不計利息退回
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指示。 多收申請股款(包括相關的1%經紀佣金、0.003% 證監會交易徵費及0.005%香港聯交所交易費)。
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丁 . 授權書 有關退款程序載於招股章程「如何申請公開發 如 閣下透過授權人士提出申請,本公司及獨 售股份」一節「發送╱領取股票及退回股款」一 家牽頭經辦人可按其認為合適的條件(包括出 段。 示獲授權證明)酌情接納或拒絕 閣下的申請。 香港中央結算(代理人)有限公司(「香港結算代
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釐定發售價及公開發售股份的分配 理人」)提出的申請 預期發售價於二零一三年十一月二十六日 如本申請表格由香港結算代理人代表發出電子
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(星期二)或前後釐定。申請人須繳付每股公開 認購指示申請公開發售股份的人士簽署,本申 發售股份 1.08 港元的最高發售價,另加 1% 經紀 請表格與招股章程不符的條文將不適用,且以 佣金、0.003% 證監會交易徵費及 0.005% 香港聯 招股章程所述者為準。 交所交易費。倘若本公司與獨家牽頭經辦人(代 在不限制此段一般應用的前提下,本申請表格 表包銷商)並無於二零一三年十二月一日(星期 的以下部分在香港結算代理人作簽署人的情況 日)或之前協定發售價,股份發售將不會進行。 下並不適用: 截止登記認購申請前,概不處理公開發售股份 • 第一頁的「申請人聲明」; 的申請或配發任何公開發售股份。 • 第一頁的「警告」; 本公司預期於二零一三年十二月二日(星期一) • 「如 閣下為代名人」; 在南華早報(英文)、香港經濟日報(中文)、香 • 「填交本申請表格的效用」一節項下的所有 港聯交所網站 (www.hkexnews.hk) 及本公司網站 陳述及保證,惟首項有關以申請人名義登 (www.eprintgroup.com.hk) 公布協定發售價、配售 記公開發售股份及簽署使申請人登記成為 踴躍程度、公開發售申請水平及公開發售分配 公開發售股份持有人的文件除外; 基準。公開發售的分配結果以及成功申請人的 • 「如 閣下成功申請認購公開發售股份(全部 香港身份證╱護照╱香港商業登記號碼(如適用) 或部分)」;及 亦同於上述網站公布。 • 「退回款項」。
招股章程「如何申請公開發售股份」一節的以下 部分在香港結算代理人作簽署人的情況下並不 適用:
如 閣下成功申請認購公開發售股份(全部或 部分)
- 「閣下可提交的申請數目」;及
如 閣下申請認購1,000,000股或以上公開發售股 份, 閣下可於二零一三年十二月二日(星期一)
- 「閣下不獲配發公開發售股份的情況」。
PLEASE USE THIS FORM IF YOU WANT THE PUBLIC OFFER SHARES TO BE ISSUED IN YOUR NAME
PERSONAL DATA
Personal Information Collection Statement
- any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’
This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).
holders may from time to time agree.
3. Transfer of personal data 1. Reasons for the collection of your personal data Personal data held by the Company and its Hong It is necessary for applicants and registered holders Kong Share Registrar relating to the securities of securities to supply correct personal data to the holders will be kept confidential but the Company Company or its agents and the Hong Kong Share and its Hong Kong Share Registrar may, to the extent Registrar when applying for securities or transferring necessary for achieving any of the above purposes, securities into or out of their names or in procuring disclose or transfer (whether within or outside Hong the services of the Hong Kong Share Registrar. Kong) the personal data to any of the following: Failure to supply the requested data may result in • the Company’s appointed agents such as financial your application for securities being rejected, or in advisers, receiving bank and overseas principal delay or the inability of the Company or its Hong share registrar; Kong Share Registrar to effect transfers or otherwise • where applicants for securities request a deposit render their services. It may also prevent or delay into CCASS, HKSCC or HKSCC Nominees, who registration or transfers of the Public Offer Shares will use the personal data for the purposes of which you have successfully applied for and/or operating CCASS; the despatch of share certificate(s) and/or refund • a n y a g e n t s , c o n t r a c t o r s o r t h i r d - p a r t y cheque(s) to which you are entitled. service providers who offer administrative, It is important that securities holders inform the telecommunications, computer, payment or other Company and the Hong Kong Share Registrar services to the Company or the Hong Kong Share immediately of any inaccuracies in the personal data Registrar in connection with their respective business operation; • the Hong Kong Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or The personal data of the securities holders may be regulations; and held and processed for the following purposes: • any persons or institutions with which the • processing your application and refund cheque, securities’ holders have or propose to have where applicable, verification of compliance with dealings, such as their bankers, solicitors, the terms and application procedures set out in accountants or stockbrokers etc. this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares; 4. Access to and correction of personal data • compliance with applicable laws and regulations in Securities holders have the right to ascertain whether Hong Kong and elsewhere; the Company or the Hong Kong Share Registrar hold • registering new issues or transfers into or out of their personal data, to obtain a copy of that data, and to the names of securities’ holders including, where correct any data that is inaccurate. The Company and applicable, HKSCC Nominees; the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests. • maintaining or updating the register of securities’ holders of the Company; All requests for access to data or correction of data should be addressed to us, at our registered address • verifying securities holders’ identities; disclosed in the “Corporate Information” section of • establishing benefit entitlements of securities’ the Prospectus or as notified from time to time, for holders of the Company, such as dividends, rights
- The personal data of the securities holders may be held and processed for the following purposes: • processing your application and refund cheque, where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares;
Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.
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compliance with applicable laws and regulations in Hong Kong and elsewhere;
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• registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;
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maintaining or updating the register of securities’ holders of the Company;
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verifying securities holders’ identities;
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establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues and bonus issues;
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• distributing communications from the Company and its subsidiaries;
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compiling statistical information and shareholder profiles;
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
- disclosing relevant information to facilitate claims on entitlements; and
1. Reasons for the collection of your personal data Personal data held by the Company and its Hong It is necessary for applicants and registered holders Kong Share Registrar relating to the securities of securities to supply correct personal data to the holders will be kept confidential but the Company Company or its agents and the Hong Kong Share and its Hong Kong Share Registrar may, to the extent Registrar when applying for securities or transferring necessary for achieving any of the above purposes, securities into or out of their names or in procuring disclose or transfer (whether within or outside Hong the services of the Hong Kong Share Registrar. Kong) the personal data to any of the following: Failure to supply the requested data may result in • the Company’s appointed agents such as financial your application for securities being rejected, or in advisers, receiving bank and overseas principal delay or the inability of the Company or its Hong share registrar; Kong Share Registrar to effect transfers or otherwise • where applicants for securities request a deposit render their services. It may also prevent or delay into CCASS, HKSCC or HKSCC Nominees, who registration or transfers of the Public Offer Shares will use the personal data for the purposes of which you have successfully applied for and/or operating CCASS; the despatch of share certificate(s) and/or refund • a n y a g e n t s , c o n t r a c t o r s o r t h i r d - p a r t y cheque(s) to which you are entitled. service providers who offer administrative, It is important that securities holders inform the telecommunications, computer, payment or other Company and the Hong Kong Share Registrar services to the Company or the Hong Kong Share immediately of any inaccuracies in the personal data Registrar in connection with their respective supplied. business operation; • the Hong Kong Stock Exchange, the SFC and any other statutory regulatory or governmental 2. Purposes bodies or otherwise as required by laws, rules or The personal data of the securities holders may be regulations; and held and processed for the following purposes: • any persons or institutions with which the • processing your application and refund cheque, securities’ holders have or propose to have where applicable, verification of compliance with dealings, such as their bankers, solicitors, the terms and application procedures set out in accountants or stockbrokers etc.
如 閣下欲以本身名義登記將獲發行公開發售股份,請使用本表格
個人資料
個人資料收集聲明
- 與上述有關的任何其他附帶或相關目的及╱ 或使本公司及香港股份過戶登記處能履行 對證券持有人及╱或監管機構承擔的責任 及╱或證券持有人不時同意的任何其他目 的。
此項個人資料收集聲明是向公開發售股份的 與上述有關的任何其他附帶或相關目的及╱ 申請人和持有人說明有關本公司及其香港股 或使本公司及香港股份過戶登記處能履行 份過戶登記處有關個人資料和香港法例第 486 對證券持有人及╱或監管機構承擔的責任 及╱或證券持有人不時同意的任何其他目 章《個人資料(私隱)條例》(「《條例》」)方面的政 的。 策和慣例。 3. 轉交個人資料 1. 收集 閣下個人資料的原因 本公司及其香港股份過戶登記處所持有關證 證券申請人及登記持有人以本身名義申請證 券持有人的個人資料將會保密,但本公司及其 券或轉讓或受讓證券時或尋求香港股份過戶 香港股份過戶登記處可以在為達到上述任何 登記處的服務時,必須向本公司或其代理人及 目的之必要情況下,向下列任何人士披露或轉 香港股份過戶登記處提供準確個人資料。 交(無論在香港境內或境外)有關個人資料: 未能提供所要求的資料可能導致 閣下申請證 • 本公司委任的代理人,例如財務顧問、收款 券被拒或延遲,或本公司或其香港股份過戶登 銀行和主要海外股份過戶登記處; 記處無法落實轉讓或提供服務。此舉也可能妨 • (如證券申請人要求將證券存於中央結算系 礙或延遲登記或轉讓 閣下成功申請的公開發 統)香港結算或香港結算代理人;彼等將會 售股份及╱或寄發 閣下應得的股票及╱或退 就中央結算系統的運作使用有關個人資料; 款支票。 • 向本公司或香港股份過戶登記處提供與其 證券持有人所提供的個人資料如有任何錯誤, 各自業務營運有關的行政、電訊、電腦、付 須立即通知本公司及香港股份過戶登記處。 款或其他服務的任何代理人、承包商或第三 方服務供應商; • 香港聯交所、證監會及任何其他法定監管機 2. 目的 關或政府部門或法例、規則或法規所規定的 證券持有人的個人資料可作以下目的持有及 其他機構;及 處理: • 證券持有人與其進行或擬進行交易的任何 • 處理 閣下的申請及退款支票(如適用)、核 人士或機構,例如彼等的銀行、律師、會計 師或股票經紀等。 實是否符合本申請表格及招股章程載列的 條款和申請程序以及公布公開發售股份的 分配結果; 4. 查閱和更正個人資料 • 遵守香港及其他地區的適用法律及法規; 證券持有人有權確定本公司或香港股份過戶 • 以證券持有人(包括香港結算代理人(如適 登記處是否持有其個人資料,並有權索取有關 用))的名義登記新發行證券或轉讓或受讓 該資料的副本並更正任何不準確資料。本公司 證券; 和香港股份過戶登記處有權就處理任何查閱 資料的要求收取合理費用。 • 存置或更新本公司證券持有人的名冊; 所有查閱資料或更正資料的要求應按招股章 • 核實證券持有人的身份; 程「公司資料」一節所披露或不時通知的本公 • 確定本公司證券持有人的受益權利,例如股 司註冊地址送交公司秘書,或向本公司的香港 息、供股和紅股等; 股份過戶登記處的個人資料私隱事務主任提
所有查閱資料或更正資料的要求應按招股章 程「公司資料」一節所披露或不時通知的本公 司註冊地址送交公司秘書,或向本公司的香港 股份過戶登記處的個人資料私隱事務主任提 出。
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分發本公司及其附屬公司的通訊;
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編制統計數據和股東資料;
閣下簽署申請表格或向香港結算發出電子認 購指示,即表示同意上述各項。
- 披露有關資料以便就權益索償;及