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ENVIRI Corp — Director's Dealing 2011
Mar 14, 2011
32215_dirs_2011-03-14_2fdf6a61-3d07-4a52-a7a8-e974e4626ae0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARSCO CORP (HSC)
CIK: 0000045876
Period of Report: 2011-03-10
Reporting Person: KIMMEL MARK E (Sr. V.P., Gen. Counsel & CSec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-10 | Common Stock, $1.25 par value | M | 4000 | $16.325 | Acquired | 28744.117 | Direct |
| 2011-03-10 | Common Stock, $1.25 par value | S | 4000 | $33.38 | Disposed | 24744.117 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-10 | Incentive Stock Option (right to buy) | $16.325 | M | 4000 | Disposed | 2012-01-20 | Common Stock, $1.25 par value (4000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $31.75 | 2018-01-24 | Common Stock, $1.25 par value (3149) | 3149 | Direct |
| Non-Qualified Stock Option (right to buy) | $31.75 | 2018-01-24 | Common Stock, $1.25 par value (41851) | 41851 | Direct |
| Restricted Stock Units | $ | 2012-01-27 | Common Stock, $1.25 par value (3333.34) | 3333.34 | Direct |
Footnotes
F1: Stock option granted pursuant to Harsco Corporation 1995 Executive Incentive Compensation Plan in a tranaction exempt under Rule 16b-3.
F2: Includes 2,241.427 shares that were acquired in the Harsco Corporation Savings Plan in transactions that were exempt from Section 16(b) by virtue of Rule 16a-8(b). The information presented is as of February 28, 2011.
F3: Represents restricted stock units granted in 2009 under the 1995 Executive Incentive Compensation Plan. Grant has three year pro-rata vesting. No dividends are paid on the units until the RSUs vest.