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ENVIRI Corp — Director's Dealing 2010
Jan 22, 2010
32215_dirs_2010-01-22_f8d82b7d-c278-44ca-bd99-399d2db0ed69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARSCO CORP (HSC)
CIK: 0000045876
Period of Report: 2010-01-20
Reporting Person: FAZZOLARI SALVATORE D (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-01-20 | Common Stock, $1.25 par value | M | 40000 | $14.5 | Acquired | 107787.3228 | Direct |
| 2010-01-20 | Common Stock, $1.25 par value | F | 24008 | $34.82 | Disposed | 83779.3228 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-01-20 | Non-Qualified Stock Option (right to buy) | $14.5 | D | 40000 | Disposed | 2010-01-23 | Common Stock, $1.25 par value (40000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $16.325 | 2012-01-20 | Common Stock, $1.25 par value (48000) | 48000 | Direct |
| Restricted Stock Units | $ | 2010-01-23 | Common Stock, $1.25 par value (5333.34) | 5333.34 | Direct |
| Restricted Stock Units | $ | Common Stock, $1.25 par value (20000) | 20000 | Direct |
Footnotes
F1: Includes 17,950.046 shares that were acquired under the Harsco Corporation Savings Plan in transactions that were exempt from Section 16-b by virtue of Rule 16a-8(b). The information presented is as of December 31, 2009. Also includes 13,333.33 restricted stock units granted on January 22, 2008 with three-year prorata vesting.
F2: Exercise of stock option pursuant to a Trading Plan with the Company dated August 10, 2009 for a stock option scheduled to expire on January 23, 2010.
F3: Stock option granted pursuant to the Harsco Corporation 1995 Executive Incentive Compensation Plan in a transaction exempt under Rule 16b-3.
F4: Represents restricted stock units granted under the 1995 Executive Incentive Compensation Plan. Grant has three year pro-rata vesting. No dividends are paid on the units until they vest.