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ENVIRI Corp — Director's Dealing 2009
Nov 18, 2009
32215_dirs_2009-11-18_e141acec-8702-459b-a1d6-0fe34693b6fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARSCO CORP (HSC)
CIK: 0000045876
Period of Report: 2009-11-17
Reporting Person: Neuffer Richard C (Sr. V.P. and Grp. Pres.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-11-17 | Common Stock, $1.25 par value | M | 4800.0000 | $14.50 | Acquired | 12908.0000 | Direct |
| 2009-11-17 | Common Stock, $1.25 par value | S | 3300.0000 | $33.8747 | Disposed | 9608.0000 | Direct |
| 2009-11-17 | Common Stock, $1.25 par value | S | 1500.0000 | $33.8500 | Disposed | 8108.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-11-17 | Stock Option (Right to Buy) | $14.50 | M | 4800.0000 | Disposed | 2010-01-23 | Common Stock, $1.25 par value (4800.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.25 par value | 3720.6190 | Indirect |
| Restricted Stock Units | 4666.6700 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $12.8150 | 2011-01-21 | Common Stock, $1.25 par value () | 8000.0000 | Direct |
| Stock Option (Right to Buy) | $16.3250 | 2012-01-20 | Common Stock, $1.25 par value () | 6000.0000 | Direct |
| Restricted Stock Units - EICP | $ | 2010-01-23 | Common Stock, $1.25 par value () | 1666.6600 | Direct |
| Restricted Stock Units-EICP | $ | 2012-01-27 | Restricted Stock Units () | 7000.0000 | Direct |
Footnotes
F1: These shares were acquired in the Harsco Corporation Savings Plan in transactions that were exempt from Section 16(b) by virtue o
f Rule 16a-8(b). The information presented is as of December 31, 2007.
F2: Represents restricted stock units granted under the 1995 Executive Incentive Compensation Plan. Grant has three year pro-rata ve
sting. No dividends are paid on the units until they vest.
F3: Stock option granted pursuant to Harsco Corporation 1995 Executive Incentive Compensation Plan in a transaction exempt under Rule
16b-3.
F4: Stock option granted pursuant to Harsco Corporation 1995 Executive Incentive Compensation Plan in a transaction exempt under Rule
16b-3.