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Entree Resources Ltd. — Regulatory Filings 2021
Apr 1, 2021
44288_rns_2021-03-31_e9c8a900-8ab5-4d0c-a1b2-f3cfffde0f61.pdf
Regulatory Filings
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Note: [01 Mar 2017] – The following is a consolidation of 13-501F1. It incorporates amendments to this document that came into effect on March 1, 2017. This consolidation is provided for your convenience and should not be relied on as authoritative.
FORM 13-501F1 CLASS 1 REPORTING ISSUERS AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE
MANAGEMENT CERTIFICATION
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I, ____ Susan McLeod , an officer of the reporting issuer noted below have examined this
Form 13-501F1 (the Form ) being submitted hereunder to the Alberta Securities Commission and
certify that to my knowledge, having exercised reasonable diligence, the information provided in
the Form is complete and accurate.
(s) Susan McLeod ____ ____ March 31, 2021
Name: Date: Susan McLeod
Title:
VP Legal Affairs
Reporting Issuer Name: Entree Resources Ltd.
December 31, 2020
End date of previous financial year:
Type of Reporting Issuer: [ ] Class 1 reporting [ ] Class 3B reporting
issuer issuer
Highest Trading Marketplace: Toronto Stock Exchange
Market value of listed or quoted equity securities:
Equity Symbol ETG
1st Specified Trading Period (dd/mm/yy) __ to _____ 01/01/20 31/03/20
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading $ ____ 0.2550
marketplace (i)
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| Number of securities in the class or series of such | ||
|---|---|---|
| security outstanding at the end of the last trading day of | ______ 175,470,074 |
|
| the specified trading period | (ii) | |
| (i) x (ii) | $ ____ 44,744,868.87 |
|
| Market value of class or series | (A) | |
| 2nd Specified Trading Period(dd/mm/yy) | ___ to __ 30/06/20 01/04/20 |
|
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading | $ ____ 0.4000 |
|
| marketplace | (iii) | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of | ____ 175,470,074 |
|
| the specified trading period | (iv) | |
| (iii) x (iv) | $ ____ 70,188,029.6 |
|
| Market value of class or series | (B) | |
| 3rd Specified Trading Period(dd/mm/yy) | ___ to __ 30/09/20 01/07/20 |
|
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading | $ ____ 0.4150 |
|
| marketplace | (v) | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of | ____ 185,748,074 |
|
| the specified trading period | (vi) | |
| (v) x (vi) | $ ____ 77,085,450.71 |
|
| Market value of class or series | (C) |
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4th Specified Trading Period (dd/mm/yy) __ to __ 01/09/20 31/12/20
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading $ ___ 0.5600
marketplace (vii)
Number of securities in the class or series of such
security outstanding at the end of the last trading day of ___ 186,530,002
the specified trading period (viii)
(vii) x (viii) $ ___ 104,456,801.10
Market value of class or series (D)
5th Specified Trading Period (dd/mm/yy) __ to __
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading $ ___
marketplace (ix)
Number of securities in the class or series of such
security outstanding at the end of the last trading day of ___
the specified trading period (x)
(ix) x (x) $ ___
Market value of class or series (E)
Average Market Value of Class or Series (Calculate
the simple average of the market value of the class or
series of security for each applicable specified trading $ ____ 74,118,787.58
period (i.e. A through E above)) ( 1 )
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(Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary, if applicable) that was listed or quoted on a marketplace at the end of the previous financial year)
Fair value of outstanding debt securities:
| (Provide details of how value was determined) | $ ____ 0.0000 |
|
|---|---|---|
| (2) | ||
| Capitalization for the previous financial year | (1) + (2) | $ ____ 74,118,787.58 |
| Participation Fee | $ ____ 3,000.0000 |
|
| Late Fee, if applicable | $ ____ 0.0000 |
|
| Total Fee Payable | $ ____ 3,000.0000 |
|
| (Participation Fee plus Late Fee) |