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Entrada Therapeutics, Inc. — Director's Dealing 2021
Nov 5, 2021
33674_dirs_2021-11-04_836dd24f-4432-4617-a2ed-dbfbf32334f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Entrada Therapeutics, Inc. (TRDA)
CIK: 0001689375
Period of Report: 2021-11-02
Reporting Person: ROCHE HOLDING LTD (10% Owner)
Reporting Person: ROCHE FINANCE LTD (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-02 | Common Stock | C | 2495385 | — | Acquired | 2495385 | Indirect |
| 2021-11-02 | Common Stock | C | 318140 | — | Acquired | 2813525 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-02 | Series A Preferred Stock | $ | C | 2495385 | Disposed | Common Stock (2495385) | Indirect | |
| 2021-11-02 | Series B Preferred Stock | $ | C | 318140 | Disposed | Common Stock (318140) | Indirect |
Footnotes
F1: Each share of the Issuer's Series A Preferred Stock and Series B Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. These amounts reflect a 1-for- 7.235890014 reverse stock split which became effective on October 22, 2021. The Series A Preferred Stock and Series B Preferred Stock have no expiration date.
F2: Represents shares held by Roche Finance Ltd ("Roche Finance"). Roche Finance is a wholly owned subsidiary of Roche Holding Ltd ("Roche Holding"), a Swiss corporation whose shares are traded on the SIX Swiss Exchange. Roche Holding is the indirect beneficial owner of these securities of the Issuer. This Form 4 shall not be deemed an admission that any reporting person or other person is a beneficial owner of any securities of the Issuer for any purpose, other than the securities reported in this Form 4.