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Entrada Therapeutics, Inc. Director's Dealing 2021

Nov 5, 2021

33674_dirs_2021-11-04_836dd24f-4432-4617-a2ed-dbfbf32334f4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Entrada Therapeutics, Inc. (TRDA)
CIK: 0001689375
Period of Report: 2021-11-02

Reporting Person: ROCHE HOLDING LTD (10% Owner)
Reporting Person: ROCHE FINANCE LTD (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-02 Common Stock C 2495385 Acquired 2495385 Indirect
2021-11-02 Common Stock C 318140 Acquired 2813525 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-02 Series A Preferred Stock $ C 2495385 Disposed Common Stock (2495385) Indirect
2021-11-02 Series B Preferred Stock $ C 318140 Disposed Common Stock (318140) Indirect

Footnotes

F1: Each share of the Issuer's Series A Preferred Stock and Series B Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. These amounts reflect a 1-for- 7.235890014 reverse stock split which became effective on October 22, 2021. The Series A Preferred Stock and Series B Preferred Stock have no expiration date.

F2: Represents shares held by Roche Finance Ltd ("Roche Finance"). Roche Finance is a wholly owned subsidiary of Roche Holding Ltd ("Roche Holding"), a Swiss corporation whose shares are traded on the SIX Swiss Exchange. Roche Holding is the indirect beneficial owner of these securities of the Issuer. This Form 4 shall not be deemed an admission that any reporting person or other person is a beneficial owner of any securities of the Issuer for any purpose, other than the securities reported in this Form 4.