ENTERPRISE FINANCIAL SERVICES CORP — Director's Dealing 2021

Jan 27, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK: 0001025835
Period of Report: 2021-01-25

Reporting Person: IANNACONE NICOLE M (EVP, Chief Risk Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-25	Common Stock	M	286	—	Acquired	3501	Direct
2021-01-25	Common Stock	F	138	$36.64	Disposed	3363	Direct
2021-01-25	Common Stock	A	1289	—	Acquired	4652	Direct
2021-01-25	Common Stock	F	620	$36.64	Disposed	4032	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-25	Restricted Share Units	$	M	286	Disposed		Common Stock (286)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Share Units	$		Common Stock (391)	391	Direct
Restricted Share Units	$		Common Stock (540)	540	Direct

Footnotes

F1: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

F2: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

F3: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person.

F5: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.

F6: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.