AI assistant
ENTERPRISE FINANCIAL SERVICES CORP — Director's Dealing 2021
Mar 1, 2021
31623_dirs_2021-03-01_5b173585-8f72-45ac-a27e-f2a4b615aae5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK: 0001025835
Period of Report: 2021-02-25
Reporting Person: IANNACONE NICOLE M (EVP, Chief Risk Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-25 | Restricted Share Units | $ | A | 857 | Acquired | Common Stock (857) | Direct | |
| 2021-02-25 | Non Qualified Stock Option (Right to Buy) | $43.81 | A | 4521 | Acquired | 2031-02-25 | Common Stock (4521) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4032 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Share Units | $ | Common Stock (391) | 391 | Direct | |
| Restricted Share Units | $ | Common Stock (540) | 540 | Direct |
Footnotes
F1: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F2: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
F3: This option becomes exercisable after a three year period on 2/25/24.
F4: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.
F5: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.