ENTERPRISE FINANCIAL SERVICES CORP — Director's Dealing 2021

Jun 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK: 0001025835
Period of Report: 2021-06-10

Reporting Person: Goodman Scott Richard (President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-10	Common Stock	S	4000	$49.13	Disposed	44119	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6288	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non Qualified Stock Option (Right to Buy)	$43.81	2031-02-25	Common Stock (6280)	6280	Direct
Restricted Share Units	$		Common Stock (616)	616	Direct
Restricted Share Units	$		Common Stock (737)	737	Direct
Restricted Share Units	$		Common Stock (1191)	1191	Direct

Footnotes

F1: This transaction was conducted pursuant to a 10b5-1 plan entered into in 2021 that specifies the number of shares, the price and date of all purchase transactions to be executed pursuant to the plan.

F2: The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.

F3: This option becomes exercisable after a three year period on 2/25/24.

F4: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F5: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.

F6: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

F7: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.