ENTERPRISE FINANCIAL SERVICES CORP — Director's Dealing 2021

Jul 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK: 0001025835
Period of Report: 2021-07-09

Reporting Person: VAN TREASE SANDRA (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-07-09	Phantom Stock	$	A	1935	Acquired		Common Stock (1935)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	44417	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock	$		Common Stock (3007)	3007	Direct
Phantom Stock	$		Common Stock (2404)	2404	Direct

Footnotes

F1: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F2: Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan.

F3: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.

F4: Shares of common stock will be distributed on January 1, 2023, the deferral date identified by the director in accordance with the terms of the Plan.

F5: Shares of common stock will be distributed on January 1, 2022, the deferral date identified by the director in accordance with the terms of the Plan.