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ENTERPRISE FINANCIAL SERVICES CORP Director's Dealing 2021

Jul 22, 2021

31623_dirs_2021-07-22_b9de7ba0-e20e-4515-acbb-8d0e7bc33b97.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK: 0001025835
Period of Report: 2021-07-21

Reporting Person: Hui Peter (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-21 Phantom Stock $ A 1704 Acquired Common Stock (1704) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 62032 Indirect
Common Stock 5436 Indirect
Common Stock 484248 Direct

Footnotes

F1: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F2: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F3: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.