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ENTERPRISE FINANCIAL SERVICES CORP Director's Dealing 2021

Dec 13, 2021

31623_dirs_2021-12-13_1d3cd7bc-81a3-4bfb-87ed-202dbe0d24fe.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK: 0001025835
Period of Report: 2021-12-09

Reporting Person: VAN TREASE SANDRA (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-09 Common Stock G 2000 Disposed 42417 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-09 Phantom Stock $ A 376 Acquired Common Stock (376) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $ Common Stock (3007) 3007 Direct
Phantom Stock $ Common Stock (2404) 2404 Direct

Footnotes

F1: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

F2: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3: Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan.

F4: Represents shares issued under the Non-Management Director Stock Plan.

F5: Shares of common stock will be distributed on January 1, 2023, the deferral date identified by the director in accordance with the terms of the Plan.

F6: Shares of common stock will be distributed on January 1, 2022, the deferral date identified by the director in accordance with the terms of the Plan.