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ENTERPRISE FINANCIAL SERVICES CORP — Director's Dealing 2021
Dec 13, 2021
31623_dirs_2021-12-13_1d3cd7bc-81a3-4bfb-87ed-202dbe0d24fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK: 0001025835
Period of Report: 2021-12-09
Reporting Person: VAN TREASE SANDRA (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-09 | Common Stock | G | 2000 | — | Disposed | 42417 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-09 | Phantom Stock | $ | A | 376 | Acquired | Common Stock (376) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (3007) | 3007 | Direct | |
| Phantom Stock | $ | Common Stock (2404) | 2404 | Direct |
Footnotes
F1: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
F2: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F3: Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan.
F4: Represents shares issued under the Non-Management Director Stock Plan.
F5: Shares of common stock will be distributed on January 1, 2023, the deferral date identified by the director in accordance with the terms of the Plan.
F6: Shares of common stock will be distributed on January 1, 2022, the deferral date identified by the director in accordance with the terms of the Plan.