ENTERPRISE FINANCIAL SERVICES CORP — Director's Dealing 2021

Dec 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK: 0001025835
Period of Report: 2021-12-08

Reporting Person: Hui Peter (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-08	Common Stock	J	31000	—	Disposed	453248	Direct
2021-12-08	Common Stock	J	31000	—	Acquired	31000	Indirect
2021-12-10	Common Stock	S	27000	$48.08	Disposed	4000	Indirect
2021-12-13	Common Stock	S	4000	$47.55	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-09	Phantom Stock	$	A	144	Acquired		Common Stock (144)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	62032	Indirect
Common Stock	5436	Indirect

Footnotes

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote

F2: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F4: Represents shares issued under the Non-Management Director Stock Plan.