ENTERPRISE FINANCIAL SERVICES CORP — Director's Dealing 2020

Jan 31, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK: 0001025835
Period of Report: 2020-01-29

Reporting Person: PONDER MARK G (EVP, Chief Admin. Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-29	Common Stock	A	2064	—	Acquired	11791	Direct
2020-01-29	Common Stock	F	1034	$44.75	Disposed	10757	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	173	Indirect
Common Stock	200	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Share Units	$		Common Stock (285)	285	Direct
Restricted Share Units	$		Common Stock (390)	390	Direct

Footnotes

F1: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

F2: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

F3: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person.

F5: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.