Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ENTERPRISE FINANCIAL SERVICES CORP Director's Dealing 2017

Feb 17, 2017

31623_dirs_2017-02-17_a3738f0e-2e44-4c1d-a707-516e5bf1a3b2.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK: 0001025835
Period of Report: 2017-02-15

Reporting Person: KEENE S TURNER (EVP, Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-15 Common Stock A 8220 Acquired 14417 Direct
2017-02-15 Common Stock F 2827 $45.30 Disposed 11590 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 807 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Share Units $ Common Stock (10457) 10457 Direct

Footnotes

F1: The shares of restricted stock were awarded pursuant to the Company's 2013 Stock Incentive Plan.

F2: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

F3: The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.

F4: The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F5: The RSUs vest on a pro-rata basis over 3 years subject to continued employment by the reporting person and an Award Agreement mutually agreeable to both parties. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.