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ENTERPRISE FINANCIAL SERVICES CORP Director's Dealing 2016

Apr 7, 2016

31623_dirs_2016-04-07_6b082be9-3d6e-4e26-ae3c-84654594bbc8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK: 0001025835
Period of Report: 2016-04-05

Reporting Person: MARSH STEPHEN P (Chairman Chief Credit Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-05 Common Stock S 5412 $26.54 Disposed 122351 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5062 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Share Units $ Common Stock (1523) 1523 Direct

Footnotes

F1: This transaction is pursuant to a 10b5-1 plan.

F2: The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3: The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.