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ENTERPRISE FINANCIAL SERVICES CORP Director's Dealing 2016

Dec 19, 2016

31623_dirs_2016-12-19_8e329dd9-9475-4b05-b9f7-45bad6c4703a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK: 0001025835
Period of Report: 2016-12-15

Reporting Person: KEENE S TURNER (EVP, Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-15 Common Stock M 3101 Acquired 7232 Direct
2016-12-15 Common Stock F 1035 $40.90 Disposed 6197 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-15 Restricted Share Units $ M 3101 Disposed Common Stock (3101) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 521 Indirect

Footnotes

F1: The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.

F2: The RSUs were granted pursuant to the Company's 2013 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3: The RSUs cliff vest on the two year anniversary date of the grant, subject to continued employment of the reporting person. On the vesting date, the reporting person will receive one share of Common Stock for each RSU.