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ENTERPRISE FINANCIAL SERVICES CORP — Director's Dealing 2011
Mar 25, 2011
31623_dirs_2011-03-25_df44cda1-6284-4cdd-98a9-25a505dbf0ee.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK: 0001025835
Period of Report: 2011-03-23
Reporting Person: Murtha Mark G (Sr. Vice President - HR)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10906 | Direct |
| Common Stock | 885 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $12.50 | 2013-01-01 | Common Stock (6000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $13.40 | 2013-05-13 | Common Stock (5149) | Direct | |
| Stock Settled Stock Appreciation Rights | $25.63 | 2017-06-15 | Common Stock (4363) | Direct | |
| Stock Settled Stock Appreciation Rights | $20.63 | 2018-06-13 | Common Stock (7010) | Direct |
Footnotes
F1: The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
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