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ENTERGY CORP /DE/ Director's Dealing 2020

Feb 24, 2020

30061_dirs_2020-02-24_58ace091-c48b-4796-8b45-17c978dd01c5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENTERGY CORP /DE/ (ETR)
CIK: 0000065984
Period of Report: 2020-02-21

Reporting Person: WEST RODERICK K (Group President, Utility Ops)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-21 Common Stock M 12782 $89.19 Acquired 73803 Direct
2020-02-21 Common Stock S 9382 $130.43 Disposed 64421 Direct
2020-02-21 Common Stock S 3300 $131.38 Disposed 61121 Direct
2020-02-21 Common Stock S 100 $131.96 Disposed 61021 Direct
2020-02-21 Common Stock M 28333 $78.08 Acquired 89354 Direct
2020-02-21 Common Stock S 23533 $130.35 Disposed 65821 Direct
2020-02-21 Common Stock S 4800 $131.39 Disposed 61021 Direct
2020-02-21 Common Stock M 19467 $70.53 Acquired 80488 Direct
2020-02-21 Common Stock S 16367 $130.35 Disposed 64121 Direct
2020-02-21 Common Stock S 3100 $131.42 Disposed 61021 Direct
2020-02-21 Common Stock M 13667 $70.56 Acquired 74688 Direct
2020-02-21 Common Stock S 10169 $130.43 Disposed 64519 Direct
2020-02-21 Common Stock S 3498 $131.43 Disposed 61021 Direct
2020-02-21 Common Stock M 23000 $89.9 Acquired 84021 Direct
2020-02-21 Common Stock S 19200 $130.35 Disposed 64821 Direct
2020-02-21 Common Stock S 3800 $131.4 Disposed 61021 Direct
2020-02-21 Common Stock S 33217 $130.69 Disposed 27804 Direct
2020-02-21 Common Stock S 8600 $131.38 Disposed 19204 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-21 Employee Stock Option (Right to Buy) $89.19 M 12782 Disposed 2029-01-31 Common Stock (12782) Direct
2020-02-21 Employee Stock Option (Right to Buy) $78.08 M 28333 Disposed 2028-01-25 Common Stock (28333) Direct
2020-02-21 Employee Stock Option (Right to Buy) $70.53 M 19467 Disposed Common Stock (19467) Direct
2020-02-21 Employee Stock Option (Right to Buy) $70.56 M 13667 Disposed Common Stock (13667) Direct
2020-02-21 Employee Stock Option (Right to Buy) $89.9 M 23000 Disposed Common Stock (23000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3996 Indirect

Footnotes

F1: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.03 to $130.97. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F2: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.00 to $131.83. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.00 to $130.95. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.00 to $131.89. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.03 to $130.98. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F6: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.03 to $131.84. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F7: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.01 to $130.98. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F8: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.03 to $131.88. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F9: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.00 to $130.97. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F10: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.03 to $131.89. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F11: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.03 to $130.97. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F12: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.03 to $131.89. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F13: The options vested in two equal annual installments on January 26, 2019 and 2020.

F14: The options vested on January 28, 2019.

F15: The options vested in three equal annual installments on January 29, 2016, 2017 and 2018.