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ENTERGY CORP /DE/ — Director's Dealing 2017
Oct 18, 2017
30061_dirs_2017-10-17_0f1415e4-628e-4c3e-8414-5200f28eca9c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENTERGY CORP /DE/ (ETR)
CIK: 0000065984
Period of Report: 2017-10-13
Reporting Person: Rainer Sallie T ("Officer" Under Sec. 16 Rules)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-13 | Common Stock | M | 1200 | $77.53 | Acquired | 4567 | Direct |
| 2017-10-13 | Common Stock | S | 1200 | $82.00 | Disposed | 3367 | Direct |
| 2017-10-13 | Common Stock | M | 1500 | $77.10 | Acquired | 4867 | Direct |
| 2017-10-13 | Common Stock | S | 1500 | $82.00 | Disposed | 3367 | Direct |
| 2017-10-13 | Common Stock | M | 1800 | $63.17 | Acquired | 5167 | Direct |
| 2017-10-13 | Common Stock | S | 1800 | $82.00 | Disposed | 3367 | Direct |
| 2017-10-13 | Common Stock | M | 1800 | $64.60 | Acquired | 5167 | Direct |
| 2017-10-13 | Common Stock | S | 1800 | $82.00 | Disposed | 3367 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-13 | Employee Stock Option (Right to Buy) | $77.53 | M | 1200 | Disposed | Common Stock (1200) | Direct | |
| 2017-10-13 | Employee Stock Option (Right to Buy) | $77.10 | M | 1500 | Disposed | Common Stock (1500) | Direct | |
| 2017-10-13 | Employee Stock Option (Right to Buy) | $63.17 | M | 1800 | Disposed | Common Stock (1800) | Direct | |
| 2017-10-13 | Employee Stock Option (Right to Buy) | $64.60 | M | 1800 | Disposed | Common Stock (1800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3549 | Indirect |
Footnotes
F1: Includes 26 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 22 shares of Entergy common stock acquired under the dividend reinvestment feature of Entergy Corporation's equity ownership plans.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.
F3: The options vested in three equal annual installments on January 29, 2010, 2011 and 2012.
F4: The options vested in three equal annual installments on January 28, 2011, 2012 and 2013.
F5: The options vested in three equal annual installments on January 30, 2015, 2016 and 2017.
F6: The options vested in three equal annual installments on January 31, 2014, 2015 and 2016.