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ENTERGY CORP /DE/ — Director's Dealing 2017
Nov 14, 2017
30061_dirs_2017-11-13_b6283331-8a89-40d2-9cb7-54679c47d1f0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENTERGY CORP /DE/ (ETR)
CIK: 0000065984
Period of Report: 2017-11-09
Reporting Person: RICE CHARLES L JR ("Officer" Under Sec. 16 Rules)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-09 | Common Stock | M | 2900 | $72.79 | Acquired | 6316 | Direct |
| 2017-11-09 | Common Stock | S | 2900 | $86.24 | Disposed | 3416 | Direct |
| 2017-11-09 | Common Stock | M | 4600 | $71.30 | Acquired | 8016 | Direct |
| 2017-11-09 | Common Stock | S | 4600 | $86.25 | Disposed | 3416 | Direct |
| 2017-11-09 | Common Stock | M | 1734 | $63.17 | Acquired | 5150 | Direct |
| 2017-11-09 | Common Stock | S | 1734 | $86.23 | Disposed | 3416 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-09 | Employee Stock Option (Right to Buy) | $72.79 | M | 2900 | Disposed | Common Stock (2900) | Direct | |
| 2017-11-09 | Employee Stock Option (Right to Buy) | $71.30 | M | 4600 | Disposed | Common Stock (4600) | Direct | |
| 2017-11-09 | Employee Stock Option (Right to Buy) | $63.17 | M | 1734 | Disposed | Common Stock (1734) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1733 | Indirect |
Footnotes
F1: Includes 30 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 18 shares of Entergy common stock acquired under the dividend reinvestment feature of Entergy Corporation's equity ownership plans.
F2: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $86.01 to $86.42. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F3: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $86.11 to $86.41. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F4: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $86.13 to $86.38. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F5: The options vested in three equal annual installments on January 27, 2012, 2013 and 2014.
F6: The options vested in three equal annual installments on January 26, 2013, 2014 and 2015.
F7: The options vested in three equal annual installments on January 30, 2015, 2016 and 2017.